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15 Sep 2015, 6:07 am
Not only did these traders lie to their customers, but they created a corrupt culture on Nomura’s trading desk by coaching more junior traders to employ the same deceptive and dishonest trading practices we allege in our complaint. [read post]
30 Mar 2009, 3:55 pm
The Pennsylvania-based Dinh gained notoriety in 2003, when, as a 19-year-old stock trader, he found a novel way to unload a bad investment in thousands of worthless stock derivatives: He hacked into another trader's account, and bought the options from his own account. [read post]
14 May 2013, 10:05 am
The report in the New York Times states that reporters used information found through Bloomberg Terminal usage from banks and traders to break stories on certain people being fired from those companies (based upon users that suddenly "went dark" … i.e., were no longer logging into their Terminals.) [read post]
4 Nov 2013, 3:02 pm
First, many of its traders have been indicted for insider trading. [read post]
19 Jan 2017, 10:00 pm
"Trading Technologies' system clearly improves the accuracy of trader transactions, albeit through software. [read post]
23 Nov 2016, 9:11 am
These include a less intrusive version of Regulation AT where the CFTC will not be able to obtain source code from traders absent a subpoena, fewer limitations on the use of derivatives by SEC regulated mutual funds, a rejection of the proposed DOL fiduciary rule, revisiting customer arbitration provision under the Consumer Financial Protection Board auspices, and reconsidering rules for tightening up position limits. [read post]
1 Aug 2015, 10:07 pm
After that date, other traders will be free to cultivate, reproduce and sell the Sir Walter variety in competition with Buchanan Turf Supplies.Over the time it has had exclusive rights to the Sir Walter variety, Buchanan Turf Supplies has marketed it strongly. [read post]
14 Feb 2013, 3:05 pm
Earlier today, the IPKat reported on the action which the owners of the intellectual property rights in Babycham perry are bringing for trade mark infringement against online home furnishings trader Cath Kidston Ltd following the use by the latter of an illustration of a deer -- the very animal which has been the embodiment of Babycham's marketing for over half a century and which has enjoyed a recent rebirth as a merchandised character on clothing, or apparel as some very grown-up people… [read post]
29 Aug 2013, 3:52 pm
Now, the CEH has said that it plans to sue more than 100 other companies beyond the aforementioned group of four that manufacture or purvey such products, including such well-known firms as Colgate Palmolive, Kohl’s, Rite Aid, Sears, Sephora, Target, Trader Joe’s and Walmart. [read post]
19 Jul 2013, 8:30 am
This Chinese Company's Executive Is Getting a Tough Lesson (grandjurytarget.com)SEC Charges Whittier Trust and Fund Manager in Insider Trading Investigation Into Expert Networks (seclaw.blogspot.com)Trader's Day in Court May Lack Some Details (dealbook.nytimes.com) [read post]
22 Nov 2013, 7:32 am
The reportnoted that, in the case of new index credit default swaps arranged between major derivatives traders, more than half are now being cleared through central counterparties. [read post]
24 Jul 2023, 6:45 am
XII, no. 2 (June 2023) [full-text]- "Articles in this issue highlight research on a range of migrant populations in diverse settings, including irregular migrant domestic workers, cross-border traders, highly skilled migrants and asylum-seekers. [read post]
15 Dec 2014, 6:45 am
We have always taken the position that the accused insider trader has to know that the information he received was illegally obtained. [read post]
19 May 2015, 6:44 am
Is the maintenance of a register of transactions and rights in trade marks for the benefit of (i) the consuming public at large, (ii) prospective assignees, licensees and lenders who want to know who else may have an interest in those rights, (iii) the national tax authorities, (iv) other traders who want certainty as to the nature of their competitors' rights or (v) infringers? [read post]
29 Mar 2018, 12:22 am
Several months ago this blog reported that the longstanding litigation in The Netherlands against second-hand ebook e-book trader Tom Kabinet would result in a reference for a preliminary ruling to the Court of Justice of the European Union (CJEU) asking whether the InfoSoc Directive allows 'digital exhaustion'.In a 2017 decision the Rechtbank Den Haag (Court of The Hague) held that Tom Kabinet is not liable for unauthorized acts of… [read post]
30 Oct 2018, 4:30 am
., 2018) [text]Refugee Livelihoods and Economic Inclusion: 2019-2023 Global Strategy Concept Note (UNHCR, Oct. 2018) [text via ReliefWeb]Supporting Kakuma’s Refugee Traders: The Importance of Business Documentation in an Informal Economy (Norwegian Refugee Council, Sept. 2018) [text]*UPDATEDRelated post:- Thematic Focus: Work/Economic Aspects (20 Sept. 2018)Tagged Publications. [read post]
27 Oct 2008, 6:30 am
This crazily leaves out many of the traders who got us into this mess, and the ones who'll probably get us into the next one.Also, as Carl Icahn pointed out on his blog, the golden parachute ban doesn’t kick in unless a severance package adds up to triple an executive’s annual pay. [read post]
30 Mar 2014, 4:39 pm
High frequency traders and front running. [read post]
9 Dec 2013, 8:29 am
For more information call 212-509-6544 or send an email.Related articlesMorgan Stanley gives brokers incentive to find clients' outside moneyMorgan Stanley trader: I signed my own death warrant when I complained about £518,000 salary [read post]
26 May 2015, 11:11 am
By the end of 2012, Bruno Iksil, aka the London Whale, had lost more than $6 billion while serving in his role as head trader of JPMorgan’s Synthetic Credit Portfolio group. [read post]
