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31 Jul 2017, 7:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Jul 2017, 1:17 pm
See, e.g. [read post]
30 Jul 2017, 1:17 pm
See, e.g. [read post]
29 Jul 2017, 9:56 am
" SortiumUSA, LLC v. [read post]
27 Jul 2017, 12:51 pm
Axiom Investment Advisors, LLC v. [read post]
26 Jul 2017, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
25 Jul 2017, 8:24 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
24 Jul 2017, 2:34 pm
(April 2003 – December 2003) • Maxim Group LLC (October 2003 – December 2004) • Investec Ernst & Company (September 2002 – October 2002) • Kirlin Securities Inc. [read post]
21 Jul 2017, 8:52 am
He is currently employed at Wells Fargo Clearing Services, LLC and has been employed there since January 2013. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu,… [read post]
20 Jul 2017, 11:18 am
Additionally, certain executed options trades had exceeded the position restrictions in three different securities within four years, according to the settlement. [read post]
20 Jul 2017, 6:24 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Jul 2017, 7:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
19 Jul 2017, 2:44 am
Treasury securities has become increasingly more standardized and electronic over the past decade, Maloney observed that most dealers still trade with their customers over the telephone. [read post]
18 Jul 2017, 9:36 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 Jul 2017, 7:38 am
By Rebecca Kahn, J.D.The SEC issued a proposed amendment to Securities Act Rule 146 to designate certain securities on Investors Exchange LLC (IEX) as covered securities. [read post]
15 Jul 2017, 6:16 am
Sino-Forest was at one time a high-flying Chinese company that traded publicly in the United States. [read post]
14 Jul 2017, 8:23 am
CION and Apollo Announce Joint Venture CION Investment Group LLC and Apollo Investment Management LP, the sponsor and sub-adviser of non-traded business development company CION Investment Corporation, are creating a joint venture where both companies will own a 50 percent interest in CION Investment Management LLC, the BDC’s adviser. [read post]
14 Jul 2017, 7:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Jul 2017, 5:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
