Search for: "In Re Securities and Exchange Commission"
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9 Nov 2007, 6:45 am
The Securities and Exchange Commission appears poised to adopt a rule that would bar investors from filing proxy access proposals in 2008, a prospect that has alarmed some investors and Democratic lawmakers. [read post]
6 Nov 2007, 12:07 am
Securities and Exchange Commission in August, as it sought to launch an initial public offering. [read post]
26 Oct 2007, 8:38 am
In an Oct. 25 press release, the labor investor urged the company to appoint Lynn Turner, a former chief accountant at the Securities and Exchange Commission. [read post]
17 Oct 2007, 1:08 am
Securities and Exchange Commission v. [read post]
9 Oct 2007, 9:17 am
Two of the more common types of internet investment fraud are scalping and the pump and dump scam: SCALPING On July 9, 2007, the Securities Exchange Commission (SEC) filed securities fraud charges against Darrel and Jack Uselton in the U.S. [read post]
28 Sep 2007, 8:38 am
At a legislative hearing this week, investor advocates criticized the Securities and Exchange Commission's proposed proxy access rules, while business representatives expressed wariness about giving shareholders the right to nominate directors to appear on corporate proxy statements. [read post]
19 Sep 2007, 1:50 am
(Washington - September 18, 2007) -- A broad coalition of investors, state officials with regulatory and fiscal management responsibilities, and environmental groups today filed a full petition asking the Securities and Exchange Commission (SEC) to require publicly-traded companies to assess and fully disclose their financial risks from climate change. [read post]
18 Sep 2007, 7:50 am
The broker in turn calls another broker in Cairo who agrees to settle the debt at a later time for a small commission. [read post]
18 Sep 2007, 3:01 am
It's extremely rare for voters to appear at the polls pretending to be someone they're not, the only form of fraud that an ID law would address. [read post]
17 Sep 2007, 1:25 am
Securities LitigationU.S. [read post]
10 Sep 2007, 1:02 am
SEC Stumbles on Privilege Waivers
The Recorder
More than ever, the Securities and Exchange Commission is dependent on companies cooperating with probes by conducting internal investigations -- and waiving attorney-client privilege to disclose the results. [read post]
6 Sep 2007, 5:14 am
On March 22, 2007, the Securities and Exchange Commission (SEC) issued an Order Instituting Proceedings (OIP) against Salvatore F. [read post]
24 Aug 2007, 8:04 am
Ten months after the New York Stock Exchange (NYSE) first proposed the elimination of discretionary broker voting in board elections, investors are still waiting for the Securities and Exchange Commission to address the issue. [read post]
24 Aug 2007, 1:01 am
The lawsuits follow the company's disclosures earlier this year to the Securities and Exchange Commission that it was looking into its stock options granting practices for its executives. [read post]
23 Aug 2007, 12:12 pm
Of course, the easy selection would be Michael Nifong, the former District Attorney for Durham, North Carolina who was motivated by his own re-election and engaged in unethical, and probably criminal, conduct in the prosecution of three Duke University Lacrosse players. [read post]
19 Aug 2007, 1:00 pm
Securities and Exchange Commission. [read post]
19 Aug 2007, 6:00 am
Securities and Exchange Commission. [read post]
19 Aug 2007, 6:00 am
Securities and Exchange Commission. [read post]
6 Aug 2007, 9:10 am
There's also the NYSE, the New York Stock Exchange. [read post]
6 Aug 2007, 6:11 am
Securities and Exchange Commission filing by the company. ... [read post]
