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24 Sep 2021, 6:03 am
Wintner, Wachtell, Lipton, Rosen & Katz, on Friday, September 17, 2021 Tags: Climate change, Consumer protection, Disclosure, Environmental disclosure, ESG, Securities litigation, State law, Sustainability, Vermont ESG in 2021 So Far: An Update Posted by Marc S. [read post]
22 Aug 2012, 4:00 pm
Title II provides for the elimination of the prohibition against general solicitation and general advertising in securities offerings conducted pursuant to Rule 506 of Regulation D provided that all purchasers are accredited investors. [read post]
17 Nov 2006, 8:39 pm
Secured creditors, meaning the investors who've taken the least risk, are paid first. [read post]
12 Sep 2022, 6:45 am
Securities and Exchange Commission regarding the Proposed SEC Climate Disclosure Rule. [read post]
1 Mar 2012, 6:17 pm
No legal requirement to report a loss of sensitive information or a remote computer intrusion exists, and announcing a security breach of this kind could tarnish a company’s reputation and endanger its relationships with investors, bankers, suppliers, customers, and other stakeholders. [read post]
24 Feb 2016, 4:33 pm
Several recent data breach cases in India display lack of maturity in terms of Cyber Security on the part of corporates. [read post]
20 Apr 2022, 9:05 pm
” However, the CFTC does not have an investor protection mandate, which is one reason for its permissive approach to digital assets, and the agency is chronically underfunded. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
28 Apr 2012, 12:30 pm
Paris Hilton probably could use the protection of the securities laws more than your local financial adviser, and yet theSEC relaxes its rules for Ms. [read post]
28 Apr 2010, 10:58 pm
Jumping forward, in 1994 Swiss Bank Corporation (SBC) moved me to London. [read post]
17 Mar 2014, 6:59 am
TweetOn Wednesday the Division of Corporation Finance issued a revision to its July 2011 statement on well-known seasoned issuer waivers. [read post]
4 Sep 2022, 11:00 pm
In his statement supporting the rule changes, SEC Chair Gary Gensler noted the program “has greatly aided the Commission’s work to protect investors. [read post]
4 Mar 2011, 4:21 am
Expected to be published soon, the study's stated purpose is to "examine the internal operations, structure, funding, and the need for comprehensive reform of the SEC, as well as the SEC's relationship with and the reliance on self-regulatory organizations and other entities relevant to the regulation of securities and the protection of securities investors that are under the SEC's oversight. [read post]
12 Mar 2009, 2:46 pm
Such securities are typically “noncallable” by the issuer of such securities, for a minimum of five years after issuance (this is an investor preference). [read post]
5 Feb 2013, 9:55 am
The foregoing information has been provided by The White Law Group, a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
31 May 2009, 7:11 pm
In the recently issued SEBI (Investor Protection and Education Fund) Guidelines, 2009, SEBI has the retained the power, in rule 5(2)(d) to aid investors' associations recognised by SEBI to undertake legal proceedings in the interest of investors in securities that are listed or proposed to be listed. [read post]
22 Apr 2009, 6:38 pm
The EPA’s report also includes the suggestion that climate change has "serious natural security concerns" based on the instability that could follow in the wake of "increasing scarcity of resources. [read post]
14 May 2015, 4:39 pm
Read about all of our concerns with the TPP: Anti-Circumvention of Digital Rights Management (DRM) Criminalization of Investigative Journalism, Security Research, and Whistleblowing ISP Liability: Internet Intermediaries as Copyright Cops Criminal Copyright Enforcement Expansion of Copyright Terms "Investor-State" Provisions Could Undermine User Protections in Copyright Restrictions on Fair Use Share this: || Join EFF [read post]
20 Dec 2022, 6:22 am
In a statement, Gensler stressed that much work needs to be done to protect investors and ensure ongoing compliance. [read post]
7 Feb 2023, 5:58 pm
Villarreal, The Law of the WHO and COVID-19 Pandemic Reformism Silvia Behrendt & Amrei Müller, Do We Need to Protect the Entire World Population from Health Threats Through One Global Biomedical Surveillance and Response System? [read post]
