Search for: "Security First Managers, LLC."
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23 Dec 2013, 8:49 am
Furthermore, David Cosgrove, the managing-member of Cosgrove Law Group, LLC and former securities industry regulator, has recently established the Investment Adviser Rep. [read post]
20 Dec 2013, 5:39 am
TripAdvisor, LLC, the DMLP urged the Sixth Circuit to affirm a district court's finding that a "dirtiest hotels" list published by consumer review website TripAdvisor was protected opinion under the First Amendment and Tennessee defamation law. [read post]
18 Dec 2013, 10:02 am
The defendant hired Paravini McGovern LLC as the construction manager on the site and subcontracted to plaintiff’s employer to install the elevators and to GC Ironworks (GCI) to install the iron-grate platforms in the elevator shaft. [read post]
12 Dec 2013, 2:55 pm
Clio allows you to manage your matters, clients, time, bills, trust accounts and more all through a a secure, easy-to-use, web-based interface. [read post]
2 Dec 2013, 6:35 am
Turner & Company, LLC (JP Turner) registered representatives including Michael Bresner (Bresner), Ralph Calabro (Calabro), and James Konner (Konner). [read post]
29 Nov 2013, 5:14 am
Ultimately, Miller secured $675,000 in investments before the closing date. [read post]
22 Nov 2013, 12:41 pm
On November 12, 2013, the SEC announced its first deferred prosecution agreement with an individual. [read post]
22 Nov 2013, 6:10 am
Turner & Company, LLC (JP Turner) registered representatives including Michael Bresner (Bresner), Ralph Calabro (Calabro), and Dimitrios Koutsoubos (Koutsoubos). [read post]
22 Nov 2013, 12:22 am
Peters, Esq. is Managing Director at Princeton Legal Search Group. [read post]
20 Nov 2013, 2:22 pm
About Sansome Strategies LLC Sansome Strategies is a compliance consulting firm specializing in high-touch, outsourced compliance services for businesses in the investment management industry. [read post]
20 Nov 2013, 8:30 am
Securities and Exchange Commission (SEC) According to the SEC website, “First and foremost, the SEC is a law enforcement agency. [read post]
18 Nov 2013, 3:44 am
The supermajority issue hinged on Sections 5.1 and 5.2(a) of two substantially identical LLC agreements setting forth management rights. [read post]
16 Nov 2013, 4:44 pm
First, set the standard of care (it may, for example, provide that covered persons (members, managers) are only liable for acts of fraud, gross negligence or willful misconduct). [read post]
15 Nov 2013, 5:24 pm
In this order (summary below), the SEC permits the manager to receive fees based on the facts of situation: An order has been issued on an application filed by Davidson Kempner Capital Management LLC (“DKCM”) under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) thereunder. [read post]
15 Nov 2013, 11:34 am
In the first post, we pointed out that the apparent premise of King-Vassel lawsuit appeared to be that all prescriptions of drugs for off-label use was ipso facto a "false claim." [read post]
14 Nov 2013, 1:04 pm
©2013KF1524.3 .C87 2013 Bankruptcy The essentials of Chapter 7& 13 bankruptcy practice.Mechanicsburg, Pennsylvania : Pennsylvania Bar Institute, [2013]KFP81 .P4 No.7788 Civil Procedure Twenty-first century procedure / Christopher B. [read post]
12 Nov 2013, 11:49 am
(ii) Right of first refusal. [read post]
11 Nov 2013, 3:39 am
In the last two months, the Manhattan-based Appellate Division, First Department, handed down three decisions in derivative lawsuits examining challenges to satisfaction of the demand futility requirement: one involving a Delaware corporation, another involving Delaware LPs and LLCs, and the third involving a New York LLC. [read post]
4 Nov 2013, 5:33 am
Take a look at the offering of Bio Profit Series V, LLC detailed in an enforcement action by the Securities and Exchange Commission. [read post]
2 Nov 2013, 6:40 am
Following lunch, managing partner Mitch Adel and chief of technology Bob Kueppers of Cooper, Adel & Associates provided a first-hand account of their firm’s transition from PC to an all-Mac law office. [read post]
