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18 Oct 2019, 7:16 am by Staff Attorney
  First, there must be a reasonable basis for the recommendation – meaning that the product has been investigated and due diligence conducted into the investment’s features, benefits, risks, and other relevant factors. [read post]
7 Apr 2020, 6:47 am by Staff Attorney
  First, there must be a reasonable basis for the recommendation – meaning that the product has been investigated and due diligence conducted into the investment’s features, benefits, risks, and other relevant factors. [read post]
17 Apr 2020, 7:55 am by Staff Attorney
  From August 2012 through July 2018 Labelle was associated with First Allied Securities, Inc. [read post]
17 Oct 2014, 10:12 am by Lax & Neville LLP
The original investment objective was to benefit from the tax advantages that these securities offer, but Puerto Rico’s economic woes have caused the devaluation of municipal bond funds generally. [read post]
17 Mar 2009, 6:00 pm
Mattel, Inc., 128 S.Ct. 1396 (2008). [read post]
25 Aug 2021, 8:55 am by Rebecca Tushnet
First Databank, Inc., 2021 WL 930453, No. 18-cv-06924-HSG (N.D. [read post]
12 Jul 2013, 8:30 am
Also decided by the Court of Justice of the European Union yesterday was a 67-paragraph ruling in Case C‑521/11, Amazon.com International Sales Inc., Amazon EU Sàrl, Amazon.de GmbH, Amazon.com GmbH, in liquidation, Amazon Logistik GmbH v Austro-Mechana Gesellschaft zur Wahrnehmung mechanisch-musikalischer Urheberrechte Gesellschaft mbH. [read post]
21 Jan 2011, 9:25 am by Kali Borkoski
AT&T Inc., which was argued on Wednesday and which Amanda covered in yesterday’s round-up, Tony Mauro – writing for the First Amendment Center – agrees that the Justices are ”unlikely to rule for corporations-as-persons in the FOIA context. [read post]