Search for: "In Re Securities and Exchange Commission"
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2 Aug 2007, 11:15 pm
" The Indenture requires that Landry's furnish to the Trustee-within the time periods specified by the Securities and Exchange Commission's (the "SEC" or the "Commission") rules and regulations-all quarterly and annual financial information required to be contained on Forms 10-Q, 10-K, and 8-K. [read post]
30 Jul 2007, 10:53 am
The Securities and Exchange Commission this week unveiled a much-anticipated proposed rule on proxy access that is being criticized by some investors as too onerous and restrictive. [read post]
29 Jul 2007, 8:14 pm
' " That's a question that lawmakers, the Securities and Exchange Commission and corporations are still trying to answer. [read post]
28 Jul 2007, 8:50 am
" Caremark briefly refers to the lawsuit in its Aug. 8 filing with the Securities Exchange Commission, stating that California Attorney General Bill Lockyer has declined to intervene in the lawsuit. [read post]
23 Jul 2007, 11:25 pm
Conrad Black is likely to wind up back in court to go through all the stuff he's been acquitted of one mo' time, this time in a Securities and Exchange Commission case. [read post]
Analysis: The Role of Investors in Black's DownfallSubmitted by: Ted Allen, Director of Publications
23 Jul 2007, 9:53 am
Tweedy, Browne also demanded an investigation in a filing with the Securities and Exchange Commission. [read post]
18 Jul 2007, 10:39 am
Today comes another brick in the wall -- the head of the Securities and Exchange Commission is telling Congress that municipal finance reporting is currently so scary that the board which regulates that field -- the Government Accounting Standards Board -- needs to be given new powers. [read post]
18 Jul 2007, 9:09 am
Melton, Esq., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com Earlier this week the Securities Exchange Commission exposed a $45 million ponzi-like scheme conducted out of California. [read post]
17 Jul 2007, 5:10 am
Capping this period was the October 27, 1986 "Big Bang" deregulating fixed commissions and allowing foreign companies into the Exchange. [read post]
15 Jul 2007, 5:57 am
No military commissions. [read post]
15 Jul 2007, 5:15 am
The Securities and Exchange Commission's Office of Internet Enforcement has discovered several fraudsters operating blogs on the Web. [read post]
6 Jul 2007, 12:35 pm
After writing about Idaho pulling its prisoners out of a Geo Group prison unit in Texas, it hit me where else I'd seen Geo in the news recently - they run the downtown jail in Beaumont where an inmate used a paper gun to hold two people hostage last week.With Geo Group (formerly Wackenhut) twice this week in the news, I decided to take a look at their 10-K statement, which is a corporate document publicly traded companies must file with the Securities and Exchange… [read post]
5 Jul 2007, 3:36 pm
In re Initial Pub. [read post]
5 Jul 2007, 1:09 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil PracticeWork-Product Doctrine Applies to Investigative Interview Documents Sought From SEC Securities and Exchange Commission v. [read post]
29 Jun 2007, 10:04 am
Chairman Christopher Cox of the Securities and Exchange Commission told lawmakers this week that the agency plans to issue proposed proxy rule changes by late July, in an effort to have final rules in place before the 2008 U.S. proxy season. [read post]
28 Jun 2007, 1:18 am
Securities and Exchange Commission amendment to the tender-offer "best-price rules" -- which require all security holders to receive the highest consideration paid to any security holder -- has catalyzed a surge in tender-offer acquisitions. [read post]
25 Jun 2007, 8:18 am
All five commissioners of the Securities and Exchange Commission will appear at a committee hearing in the House of Representatives. [read post]
19 Jun 2007, 4:34 pm
Those are just state laws that apply, as well as the NYSE, NASD and SEC, which is the Securities Exchange Commission. [read post]
27 May 2007, 11:00 pm
"We were all consistent in our SEC depositions, and we never talked to each other," he said, referring to statements the three gave to the Securities and Exchange Commission. [read post]
24 May 2007, 8:31 am
As stated by Cohen: In well publicized run-ins with the Securities and Exchange Commission and the former Attorney General of New York, Maurice "Hank" Greenberg became an avatar of the corporate movement to overturn Sarbanes-Oxley and to promote so-called tort reform. [read post]
