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30 Sep 2010, 12:06 pm
” And on September 28, it presented a slideshow to investors at the Bank of America Merrill Lynch Power & Gas Leaders Conference. [read post]
30 Sep 2010, 8:08 am
Merrill Dow Pharmaceuticals. [read post]
29 Sep 2010, 2:56 pm
Bank of America Merrill Lynch is laying off 20 to 30 proprietary traders, or roughly a third of its team, as it aims to comply with the Volcker Rule that restrict banks from making bets with their own money. [read post]
27 Sep 2010, 1:49 am
The Norges lawsuit follows on the heals of the separate opt-out lawsuit filed against Merrill Lynch on behalf of the New York pension funds, about which I commented here. [read post]
24 Sep 2010, 5:59 am
(This after a decade of assessing them only $150 per year -- even if they were Goldman Sachs or Merrill Lynch.) [read post]
23 Sep 2010, 8:54 pm
Marquette Thomas Merrill (Columbia Law) presents the Bolden Lecture. [read post]
23 Sep 2010, 6:31 am
Initially, the judge ruled that Merril Lynch did not have cause for dismissal. [read post]
21 Sep 2010, 5:46 pm
Testifying for SIFMA before the House Financial Services Committee, former FINRA enforcement chief Susan Merrill said that Sec, 929I squarely addresses these concerns and fosters a more open and cooperative dialogue between the securities industry and the SEC. [read post]
20 Sep 2010, 1:47 pm
In fact, the first line in the Protocol mentions clients' interest in privacy and "freedom of choice in connection with the movement of their Registered Representatives...between firms"The Protocol had three founding members - CitiGroup, Merrill Lynch and UBS Financial - and since its inception many years ago the list has exploded as firms have clearly made the decision that the benefits they can obtain from recruiting and hiring registered representatives far outweigh the… [read post]
20 Sep 2010, 5:26 am
But even with the dismissal, former Merrill Lynch executive James A. [read post]
17 Sep 2010, 2:11 pm
[name withheld], a college student and part-time preschool teacher who has moved to Merrill, said she has been told Kratz won't be charged because "they didn't think he did anything criminally wrong. [read post]
16 Sep 2010, 10:01 pm
" Nor has it contacted its lone Merrill Lynch witness, Tina Trinkle, about Brown's trial. [read post]
16 Sep 2010, 7:09 pm
The four Merrill defendants, who went to prison in 2005, maintained they did nothing illegal. [read post]
16 Sep 2010, 4:47 pm
The Wall Street Journal has this story: In the latest twist in the government's multi-year prosecution of the Enron Corp. scandal, the Justice Department moved Wednesday to drop charges against a former Merrill Lynch & Co. official days before a... [read post]
16 Sep 2010, 4:47 pm
- Trade Organizations Push for HFCS Flexibility - Portland corporate lawyer Tyler Anderson of Stoel Rives on the Food Liability Law Blog Decline of Damage Awards: Soost v Merrill Lynch - Toronto attorney Lisa Stam on her blog, Employment & Human Rights Law in Canada Oh right! [read post]
16 Sep 2010, 9:28 am
James Brown was convicted [JURIST report], along with three other former Merrill Lynch executives in 2004, in the first criminal trial stemming from the Enron collapse. [read post]
16 Sep 2010, 7:02 am
The Court held that while the employee was wrongfully dismissed by Merrill Lynch Canada, 12 months’ notice was a sufficient award for a high performing 3 year employee. [read post]
16 Sep 2010, 5:44 am
Merrill Lynch, Inc., 09-3919-Cv NEW YORK COUNTYContracts Option Pact Did Not Violate Rule Against Perpetuities; Buyer Loses Down Payment Rozina v. [read post]
15 Sep 2010, 8:47 pm
The former Merrill Lynch banker had been charged as part of the Enron Barge case. [read post]
14 Sep 2010, 9:28 am
Bank of America Merrill Lynch said on Tuesday that it had hired four bankers to its financial institutions group in Europe as it changes the team structure in the region to match that in the United States. [read post]
