Search for: "New York Stock Exchange"
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1 Jul 2009, 7:49 am
Target-Date mutual funds are not always what they appear to be, reports Leslie Wayne in her June 25, 2009 article in the New York Times entitled "Target-Date Mutual Funds May Miss Their Mark. [read post]
30 Jun 2009, 7:52 pm
He quoted the New York Times article:"In 2004, Mr. [read post]
29 Jun 2009, 12:49 pm
The New York Stock Exchange ("NYSE") has long classified uncontested director elections under Rule 452 as a "routine matter," giving brokers the discretion to vote shares held in investors' accounts when they do not receive voting instructions from the beneficial owner within ten days of a company's meeting. [read post]
25 Jun 2009, 7:40 am
The Securities and Exchange Commission plans to address the long-awaited New York Stock Exchange's "broker vote" rule at an open meeting on July 1. [read post]
24 Jun 2009, 10:00 am
Kohlberg Kravis Roberts, the giant private equity firm, said it was officially postponing a listing on the New York Stock Exchange, instead seeking to revise a merger with an affiliate that would give it an Amsterdam listing. [read post]
23 Jun 2009, 11:40 pm
Countrywide was headquartered in Calabasas, California, and its shares were traded on the New York Stock Exchange. [read post]
18 Jun 2009, 1:57 pm
Securities and Exchange Commission. [read post]
18 Jun 2009, 8:38 am
demand they be traded on exchanges? [read post]
17 Jun 2009, 1:19 pm
New York Stock Exchange can be found here. [read post]
16 Jun 2009, 2:34 am
New York Stock Exchange Inc. [read post]
15 Jun 2009, 11:58 am
" That is a far cry from the ads that Finra first ran in 2007 shortly after it was formed through a merger with the National Association of Securities Dealers and portions of New York Stock Exchange's self-regulatory membership firm. [read post]
15 Jun 2009, 6:50 am
The SEC is considering a New York Stock Exchange rule change on this topic, but it's not known when the commission will act. [read post]
14 Jun 2009, 9:08 pm
Expect new defenses now for the Obama DOJ brief seeking en banc rehearing (PDF) of the 9th Circuit's Jeppesen state secrets decision (PDF). [read post]
12 Jun 2009, 1:21 pm
FINRA, which stands for Financial Industry Regulatory Authority, was created in 2007 by the merger of the NASD (National Association of Securities Dealers) and the self-regulating entities of the New York Stock Exchange to provide uniform standards for self-regulation of the securities industry, including an online background database called BrokerCheck. [read post]
12 Jun 2009, 6:18 am
Moreover, shareholders, activist organizations, the New York Stock Exchange (NYSE), and the Securities and Exchange Commission (SEC) have proposed and debated additional changes to the method by which directors are elected. [read post]
5 Jun 2009, 10:09 am
The Journal News (Westchester County, New York), June 5, 2009 Friday, NEWS; Pg. 1ARK, 443 words, Clarkstown judge rejects offer to drop charges against foreign exchange students, Jenna Carlesso ... [read post]
3 Jun 2009, 2:18 pm
Investing in Lawsuits, for a Share of the Awards (New York Times, 3 June 2009) is a front page business section article about investment companies such as Juridica Investments, which invest in lawsuits. [read post]
3 Jun 2009, 11:22 am
Gonzalez in the Southern District of New York approved the sale of Chrysler in exchange for two billion dollars in cash and the assumption of certain liabilities.[1] [2] In connection with approval of this sale transaction, Judge Gonzalez opined on sub rosa challenges, the ability of a secured lender to object to a transaction if the administrative agent has consented, and the survival of tort claims after assets have been sold pursuant to section 363 of the Bankruptcy… [read post]
31 May 2009, 8:41 pm
According to news media reports, the two Senate leaders are at odds about whether we should continue to have HMO's competing in an insurance exchange or just cover everyone from birth to death under a unified Federal Government health insurance plan. [read post]
28 May 2009, 3:35 pm
If there ever was a market that might live up to the theory, you'd think it would be the New York Stock Exchange, especially with regard to trading in blue chip stocks like General Motors. [read post]
