Search for: "Securities Investor Protection Corporation"
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3 May 2022, 7:51 am
Will investors provide seed funding? [read post]
6 Sep 2016, 10:49 am
” “Your investment is secure. [read post]
12 Dec 2009, 6:13 am
ION Geophysical Corporation ???????????? [read post]
28 Sep 2008, 3:10 pm
The Securities Investor Protection Corporation (SIPC) was created in 1970 as a non-profit, non-government, membership corporation, funded by member broker-dealers. [read post]
28 Sep 2024, 3:25 am
The ripple effects of these legal actions are likely to influence corporate policies and investor confidence in tech firms’ ability to manage user data responsibly and transparently. [read post]
28 Apr 2024, 9:05 pm
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
29 Apr 2009, 12:29 pm
For the avoidance of doubt, a qualified investor utilizing Legacy TALF will do so on the same terms and conditions as a Legacy Securities PPIP investor utilizing Legacy TALF. [read post]
8 Dec 2015, 4:29 pm
Ferreira is not unacquainted with corporate scandals and difficulties. [read post]
24 Jun 2019, 6:05 am
Not to mention kidnappings and arrests of corporate personnel. [read post]
17 Jul 2024, 7:46 am
Amending the Special Rules for End of Life (Pension Protection Fund and Financial Assistance Scheme). [read post]
12 Jun 2020, 6:04 am
Schoenfeld, on Tuesday, June 9, 2020 Tags: Accountability, Audits, China, Disclosure, Financial reporting, International governance, PCAOB, SEC, Securities regulation, US Senate COVID-19: A Review of Recent Securities Fraud Enforcement Actions Posted by Michael Bongiorno, Jessica Lewis, and Sierra Shear, Wilmer Cutler Pickering Hale and Dorr LLP, on Tuesday, June 9, 2020 Tags: COVID-19, Investor… [read post]
13 May 2011, 1:18 pm
Are we that interested in protecting these speculating investors during an extended pre-IPO period? [read post]
30 Sep 2020, 6:27 am
These 100 whistleblowers have forever changed Wall Street by demonstrating the efficacy of the SEC Whistleblower Program and proving the crucial role whistleblowers can play in fighting corporate fraud. [read post]
27 Jan 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, January 25, 2023 Tags: Cryptoassets, Data science, Investor protection, SEC, SEC enforcement, Strategic Plan Amendments to Rules Governing Trading Plans and Insider Filings Posted by Eleazer Klein, Adriana Schwartz, Daniel A. [read post]
27 Jan 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, January 25, 2023 Tags: Cryptoassets, Data science, Investor protection, SEC, SEC enforcement, Strategic Plan Amendments to Rules Governing Trading Plans and Insider Filings Posted by Eleazer Klein, Adriana Schwartz, Daniel A. [read post]
23 Aug 2024, 9:05 pm
Such improvements will, Madden and Berger-Walliser conclude, better protect investors and counterbalance the negative effects of volitional reporting. [read post]
21 May 2010, 4:38 am
The line of credit has not been increased since SIPA was enacted in 1970, and an increase is necessary to provide the Securities Investor Protection Corporation with sufficient resources in the event of the failure of a large broker-dealer. [read post]
5 Jul 2013, 8:25 am
”[3] However, the environmental concerns of local communities remain beyond the reach of international law, absent an element of global common concern, for intra-territorial environmental harms fall squarely within the sovereign jurisdiction of host states.[4] Should host states choose to listen to local community concerns and shut down corporate operations, they find themselves subject to investor-state arbitration clauses that privilege the rights of investors over… [read post]
30 Aug 2011, 5:00 am
An access rule could be adopted "under such terms and conditions as the Commission determines are in the interests of shareholders and for the protection of investors. [read post]
21 May 2020, 12:55 pm
The Division of Corporation Finance has issued several comment letters highlighting certain issues with coronavirus-related disclosures. [read post]
