Search for: "Adoption of Parker"
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27 Apr 2018, 2:30 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
28 Feb 2009, 6:13 pm
* Parker B. [read post]
14 Jun 2019, 3:45 am
” At Second Thoughts, Jacob Charles suggests that this week’s decision in Parker Drilling Management Services. [read post]
30 Aug 2022, 7:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
28 Apr 2017, 6:12 am
The DOL re-emphasized in its final delay rule adopting release that its focus during the period before January 1, 2018 and for some time after will be on compliance assistance. [read post]
25 Aug 2009, 9:08 am
Lowe, we're flattered you've adopted the royal ATL "we. [read post]
18 Feb 2011, 3:44 am
As this scholarly decision makes clear, courts around the country have adopted a hodge-podge of legal doctrines governing protective sweeps, and someday the Supreme Court is going to have to fashion a consistent rule. [read post]
12 Feb 2018, 8:37 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
21 Jan 2010, 10:11 pm
A second possibility would be to adopt a more deferential rule today while compensating the opposition party for giving up the same obstructionist tools the other party previously enjoyed. [read post]
5 Feb 2012, 2:47 am
Parker, 2011 Ind. [read post]
18 Jan 2008, 2:34 am
Parker, Assistant Attorney General. [read post]
15 Jun 2018, 12:04 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Aug 2018, 5:28 am
In response, FINRA proposed and eventually adopted two new rules, Rules 203 and 458, which clarify that CABs are obligated to comply with Rules 2030 and 4580. [read post]
21 Sep 2010, 4:07 pm
Melissa Bottorf and I of Marshall, Parker & Associates got involved with Dr. [read post]
27 Apr 2018, 2:30 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
23 May 2019, 7:00 am
• Jacquelyn McAnelly, of Cersonsky, Rosen & Garcia; Amy Parker, of Bracewell; and Angeles Cassin, of Greenberg Traurig; as co-chairs of the Gender Fairness Committee. [read post]
23 May 2019, 7:00 am
• Jacquelyn McAnelly, of Cersonsky, Rosen & Garcia; Amy Parker, of Bracewell; and Angeles Cassin, of Greenberg Traurig; as co-chairs of the Gender Fairness Committee. [read post]
18 Jan 2008, 2:34 am
Parker, Assistant Attorney General. [read post]
15 Jun 2012, 12:19 pm
Darrell Issa say they want a Bill of Rights to protect Web users against censorship and those that would limit their online freedoms [CNET – Greg Sandoval] "The two lawmakers who spearheaded a protest in January against controversial antipiracy legislation said today that they want the country to adopt an Internet Bill of Rights. [read post]
29 Feb 2024, 7:00 am
The new rule, if adopted, would amend the definition of a “financial institution” under the existing regulations. [read post]
