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21 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 21, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 14-20, 2023. [read post]
30 Jun 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, June 30, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 23-29, 2023. [read post]
21 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 21, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 14-20, 2023. [read post]
30 Jun 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, June 30, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 23-29, 2023. [read post]
28 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 28, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 21-27, 2023. [read post]
28 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 28, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 21-27, 2023. [read post]
27 Jan 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, January 27, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 20-26, 2023 Compensation Season 2023 Posted by Adam J. [read post]
23 Nov 2021, 6:04 am
(discussed on the Forum here). [read post]
1 Jun 2020, 9:57 am
Bryon Martinsen (Bryon Edwin Martinsen) (CRD# 1621649) is a currently-registered broker and investment advisor employed with Centaurus Financial, Inc. [read post]
21 Jul 2010, 11:56 am
So, Dodd-Frank does away with this big distinction between brokers and investment advisors, right? [read post]
15 Feb 2023, 9:52 am
Financial advisor Paul R. [read post]
7 Nov 2024, 3:23 am
”] In re Positivevolution Pty Ltd, Serial No. 79348303 (November 5, 2024) [not precedential] (Opinion by Judge Robert Lavache) [Section 2(d) refusal of the mark ENSOMBL for, inter alia, "Netcasting, namely, broadcasting programs via global computer network in the field of finance and investing for financial professionals and investment advisors;” “electronic transmission of pictures, images, audio and/or video via online forums for financial professionals… [read post]
21 Feb 2020, 6:13 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, February 21, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 14–20, 2020. [read post]
9 Nov 2020, 6:01 am
Milano; Brian Tomlinson, Director of Research of the CEO Investor Forum at Chief Executives for Corporate Purpose (CECP); Riley Whately, Fortuna Advisors; and Alexa Yiğit, Sustainable Finance Lead at the CECP CEO Investor Forum. [read post]
30 Oct 2019, 9:21 am
We’ll write more about that Forum tomorrow. [read post]
15 Feb 2010, 9:39 am
So congratulations to John and Ann, to student coaches Jared Kemper and Neda Shahghasemi, and faculty coach and advisor Joe Daly for this success. [read post]
10 Dec 2021, 4:59 am
Fried (discussed on the Forum here). [read post]
5 Jan 2012, 11:12 am
Are you a financial advisor with potential employment claims against your former employer? [read post]
28 Oct 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 28, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 21-27, 2022 Is Your Board Effective? [read post]
21 May 2019, 6:00 am
Our study examines the substantial and continuing growth of the so-called “Big Three” index fund managers—BlackRock, Vanguard, and State Street Global Advisors. [read post]