Search for: "Alan Rosca"
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8 Nov 2018, 6:33 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Kevin Wilson’s acts of alleged unsuitability. [read post]
8 Jan 2019, 7:32 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Volpe’s alleged private securities transaction policy violations. [read post]
24 Dec 2018, 7:31 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Paul Murans’ alleged unsuitable investments and unauthorized trades. [read post]
17 Jan 2019, 12:04 pm
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Michael Thaler’s alleged breach of fiduciary duty, negligence, negligent supervision, and breach of contract. [read post]
22 Apr 2019, 2:00 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Andrew Costa’s allegedly allowing an unlicensed individual to sell an investment to a claimant. [read post]
5 Nov 2018, 6:10 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Eric Lindquist’s alleged unsuitable recommendation. [read post]
25 Jul 2019, 12:05 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Marc Rogers’ alleged unsuitable purchase of a whole life policy. [read post]
26 Jul 2019, 12:12 pm
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
14 Nov 2018, 5:52 am
Nick Yekani, is facing three pending customer disputes, according to FINRA Reports under review by investor rights attorney Alan Rosca. [read post]
16 Jun 2019, 1:01 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Aaron Brian Graham’s alleged unsuitable investments recommendations. [read post]
12 Nov 2018, 6:21 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Joseph Derrico’s unsuitable excessive trading and unsuitability. [read post]
29 Jul 2019, 12:27 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to John Marion Hopper’s alleged discussion of an unapproved private securities transaction with investors. [read post]
25 Dec 2018, 7:23 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Brooke Haskins’ alleged failure to warn a client of fraud. [read post]
15 Nov 2018, 6:21 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Christopher Scalese’s alleged misrepresentations. [read post]
19 Jan 2019, 11:41 am
Cleveland investor rights lawyer Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to John Schmidt’s alleged Ponzi scheme. [read post]
5 Nov 2018, 7:16 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Min’s excessive trading and unsuitability. [read post]
17 Apr 2019, 2:35 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to John Ernst’s alleged undisclosed and unapproved private securities transactions. [read post]
28 Nov 2018, 10:19 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Juan Uribe’s alleged loan to an outside business activity. [read post]
27 Jul 2019, 12:16 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Christopher M. [read post]
29 Nov 2018, 10:33 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Dill & Philip Farese’s alleged acts of unsuitability and unauthorized trading. [read post]
