Search for: "Alder"
Results 261 - 280
of 354
Sort by Relevance
|
Sort by Date
15 May 2012, 11:39 am
Alder said that the proposals encourage best practices across all sponsor firms whom investors rely on as key gatekeepers of market quality.Regarding due diligence, the proposed regulations require sponsors to gain a thorough understanding of a company and adopt an open and questioning approach and not accept statements at face value. [read post]
9 May 2012, 1:45 am
They advise and guide directors and are centrally involved in ensuring that prospectuses contain reliable and relevant information for potential investors,” said Mr Ashley Alder, the SFC's Chief Executive Officer. [read post]
3 May 2012, 5:36 am
Michael Alder, who is president of the Consumer Attorneys of Los Angeles, then told a judge that his developmentally disabled and brain-damaged client (who had been severely injured after jumping out of an ambulance) had not properly authorized him to settle the case. [read post]
20 Apr 2012, 2:50 pm
Session 2: Boundary Policing Devices. [read post]
1 Mar 2012, 12:18 am
By Philippa Allen Speaking during a panel at the AsiaHedge Conference today, Ashley Alder, CEO of the SFC in Hong Kong made several interesting comments on his take on the regulatory issues facing hedge funds post financial crisis.He said it is clear that internationally regulators are concerned about hedge funds becoming a shadow banking system that had potential to be systemically risky to the international marketplace particularly in credit transformation and collateral flows. [read post]
26 Jan 2012, 9:07 am
Because Alder Group is now dismissed, the court said, there’s no need for a new trial. [read post]
7 Jan 2012, 6:00 am
Alder (Attorney, New York, NY) recently published his article entitled, The Transfer for Value Tax Trap, Property & Probate, (Nov. [read post]
2 Jan 2012, 3:15 pm
The meeting included CFTC Chair Gary Gensler, SEC Chair Mary Schapiro, Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), Jonathan Faull, Director General for Internal Market at the European Commission, Ashley Alder, CEO of the Hong Kong Securities and Futures Commission, Masamichi Kono, Vice-Commissioner of the Japanese Financial Services Agency, Teo Swee Lian, Deputy Managing Director of the Monetary Authority of Singapore, Mary Condon, Vice-Chair of the… [read post]
26 Dec 2011, 7:12 am
The past year has been a busy one for Canadian competition law. [read post]
25 Dec 2011, 11:54 am
The past year has been a busy one for Canadian competition law. [read post]
14 Dec 2011, 9:07 am
The meeting included Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA); Jonathan Faull, Director General for Internal Market and Services at the European Commission; Ashley Alder, Chief Executive Officer of the Hong Kong Securities and Futures Commission; Masamichi Kono, Vice-Commissioner of the Japan Financial Services Agency; Teo Swee Lian, Deputy Managing Director (Financial Supervision) of the Monetary Authority of Singapore; Mary Condon, Vice-Chair of… [read post]
29 Nov 2011, 7:51 am
"What I'm amazed by is how these alders apparently pack away the booze. [read post]
28 Nov 2011, 7:49 am
The establishment of the FDRC will give rise to a dispute resolution regime that will uphold investors’ rights and interests, said Ashley Alder, the SFC’s Chief Executive Officer.According to SFC Director of Enforcement Mark Steward, the process of mediation is designed to leverage an agreed outcome and the FDRC will have experienced mediators who will work with banks, brokers and their customers to arrive at an agreed resolution quickly and cheaply. [read post]
28 Nov 2011, 7:49 am
The establishment of the FDRC will give rise to a dispute resolution regime that will uphold investors’ rights and interests, said Ashley Alder, the SFC’s Chief Executive Officer.According to SFC Director of Enforcement Mark Steward, the process of mediation is designed to leverage an agreed outcome and the FDRC will have experienced mediators who will work with banks, brokers and their customers to arrive at an agreed resolution quickly and cheaply. [read post]
22 Nov 2011, 8:22 am
“The government has agreed to pay more than £22,000 compensation to the family of Christopher Alder, who choked to death in a Hull police station in 1998.” Full story BBC News, 22nd November 2011 Source: www.bbc.co.uk [read post]
22 Nov 2011, 1:35 am
“The government will formally apologise through the European court of human rights (ECHR) to the family of Christopher Alder, a black ex-soldier who choked to death in handcuffs on the floor of a Hull police station 13 years ago.” Full story The Guardian, 22nd November 2011 Source: www.guardian.co.uk [read post]
1 Nov 2011, 4:09 pm
Eschewing a race to the bottom as far as global financial regulatory reform is concerned, Securities and Futures Commission CEO Ashley Alder, said that Hong Kong is committed to implementing the key G-20 recommended financial regulatory reforms in a robust manner. [read post]
18 Oct 2011, 7:22 am
However, SFC executive Ashley Alder notes that “Hong Kong cannot drive the reform initiatives but will continue to coordinate with overseas jurisdictions to address some of the key aspects of the reform, the cross-border nature of the OTC derivatives market necessitates international standards. [read post]
17 Oct 2011, 1:59 am
Hong Kong cannot drive the reform initiatives, but we will continue to coordinate with overseas jurisdictions to address some of the key aspects of the reform,” said Mr Ashley Alder, Chief Executive Officer of the SFC. [read post]
14 Oct 2011, 7:06 pm
First there was this.But lest someone complain about star chambers and secret courts deciding cases in secret based on secret evidence, as a public service I am now providing all the details anyone could want.Abdul Latif Order(function() { var scribd = document.createElement("script"); scribd.type = "text/javascript"; scribd.async = true; scribd.src = "http://www.scribd.com/javascripts/embed_code/inject.js"; var s = document.getElementsByTagName("script")[0];… [read post]
