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17 Jun 2009, 3:33 am
Specifically, the Private Fund Transparency Act of 2009 will: Require all hedge fund and other investment pool advisers that manage more than $30 million in assets to register as investment advisers with the SEC. [read post]
23 Apr 2007, 8:00 pm
 4th DCA Apr 18, 2007) The linked-to case is a good example of why estate funds MUST remain subject to court control until all reasonably foreseeable debts are paid -- including attorney's... [read post]
10 Jun 2024, 7:12 am by jeffreynewmanadmin
    When the 2020 COVID-related market volatility revealed that AGI US and the defendants had misled investors about the fund’s level of risk, the fund suffered catastrophic losses and investors lost billions; the defendants all the while profited from their deception. [read post]
19 May 2020, 7:40 am by Florence Campbell Jones
Details required include: information on the individual completing the application, including an upload of the individual’s photo identification (passport, driving licence or identity card); information on the investor making the match funding application, information on all other investors who will be making up the match funding (only required for investors applying as a group); the full amount of proposed funding; and information on the company receiving… [read post]
26 May 2021, 1:26 pm by Silver Law Group
First Landing Employed A “Feeder Fund” Structure First Landing is what is often referred to as a “feeder fund”, which is an investment fund formed solely for the purpose of investing all of its investible capital in another entity or fund. [read post]
22 Nov 2021, 6:09 am
In addition, the Proposal would require all fund managers that are 13F filers [1] to disclose their proxy votes on executive compensation matters, otherwise called “say-on-pay” votes, annually on Form N-PX, regardless of whether or not they manage a registered investment company. [read post]
20 Oct 2020, 5:26 am by Hedge Fund Lawyer
In order to take advantage of the Colorado Private Fund Adviser Exemption, an investment adviser must: provide investment advice solely to one or more “qualifying private funds” as defined by the SEC (generally, any private fund not registered under the Investment Company Act of 1940, as amended, (e.g., a 3(c)(1) or 3(c)(7) fund));not be subject to any “bad actor” disqualification events under Regulation D (this does not apply… [read post]
12 Jun 2023, 2:20 pm by Chao Liu
This lack of funds would undermine all efforts to deliver internet access across the state. [read post]
25 Jun 2019, 2:12 pm by ccollins
Set up in 2013, the company last year suspended all redemptions involving its funds. [read post]
6 Mar 2024, 6:31 am
Investment funds are often managed by teams of portfolio managers. [read post]
6 Mar 2024, 6:31 am
Investment funds are often managed by teams of portfolio managers. [read post]
13 Sep 2010, 3:54 pm by By DEALBOOK
The hedge fund industry's main lobbying group is urging federal regulators not to crack down on high-frequency trading, saying proposed new rules would increase costs for all investors. [read post]
13 Jul 2017, 7:07 am by Colby Pastre
States like Alaska and North Dakota (funded 22.8 percent by fees and taxes) keep their transportation taxes low in the same way that they keep all taxes on state residents low, by exporting taxes (primarily through the severance tax). [read post]
13 May 2019, 1:06 pm by Daily Record Staff
Dell Technologies Capital will also participate in the round, along with all previous venture and strategic investors including BMW i Ventures, Foundry Group, GE Ventures, Highland Capital Partners, Maryland Venture Fund and Almaz Capital. [read post]
18 Sep 2008, 11:45 am
The global credit crisis and the collapse of Lehman Brothers have punished all manner of hedge funds. [read post]
16 Oct 2007, 4:43 am
A new hedge fund founded by two former Merrill Lynchers is boasting a customer list that comes off as a veritable all-star Major League Baseball roster. [read post]
11 May 2011, 10:50 am
[JURIST] A federal jury on Wednesday convicted [press release, PDF] Galleon Group hedge fund founder Raj Rajaratnam on all 14 counts of insider trading. [read post]
16 Apr 2009, 4:03 am
A Boston law firm has filed a class-action lawsuit against a hedge fund controlled by Massachusetts Mutual Life Insurance for placing all of the fund's assets with Bernard L. [read post]