Search for: "Asset Funding Group Investments Fund 2, LLC"
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2 Oct 2012, 1:08 pm
The corporations and individuals from whom the SEC recovered the new available funds are Oracle Corporation, Wyeth LLC, Pfizer Inc., Wells Fargo Brokerage Services LLC, SJL Investment Management LLC, Irwin Boock, Stanton B. [read post]
1 Oct 2012, 3:00 am
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary –… [read post]
21 Sep 2012, 10:26 am
Madoff Investment Securities LLC (BLMIS). [read post]
12 Sep 2012, 11:36 am
FAR 28.203-2(b)(5). [read post]
10 Sep 2012, 5:37 pm
Robert Craddock, on behalf of Rex Venture Group LLC. [read post]
1 Sep 2012, 2:09 pm
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
1 Sep 2012, 2:09 pm
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
31 Aug 2012, 3:47 pm
District Court for the District of Colorado has put out an order temporarily freezing the assets of two locals, William Sullivan and Michael Turnock, and their firm Bridge Premium Finance LLC. [read post]
22 Aug 2012, 1:09 am
Partners, LLC v. [read post]
28 Jul 2012, 9:55 am
The financial firm managed the hedge funds ThinkStrategy Capital Management LLC and ThinkStrategy Capital Fund. [read post]
25 Jul 2012, 12:16 pm
See SEC Filing, page 2. [read post]
12 Jul 2012, 4:18 pm
The plaintiffs claim that even after the MBS market started to fail, the Ultra Short Fund continued to invest in these securities, while hiding the portfolio’s decreasing value by artificially inflating the individual securities’ asset value in its portfolio. [read post]
28 Jun 2012, 9:42 am
The financial advisor generally charges the client based on the amount of assets under management with the advisor. [read post]
24 May 2012, 6:51 am
Three types of institutions comprise the trading volume of HFTs and are what is meant by HFTs: 48% proprietary high frequency trading firms, 46% investment banks and 6% hedge funds. [read post]
23 May 2012, 12:01 am
Hutcheson and Hutcheson Walker Advisors, LLC from exercising authority or control over the Retirement Security Plan & Trust (“RSPT), the assets it holds for ERISA-covered plans (the “Plans”), and the Plans and (2) appointing an independent fiduciary with exclusive authority and control over RSPT, the assets it holds for ERISA-covered plans and the Plans. [read post]
22 May 2012, 1:37 pm
Appropriate management of retirement and other employee benefit plan assets is a key obiligation of employee benefit plan investment advisors and other fiduciaries that have authority over plan assets. [read post]
17 May 2012, 8:23 pm
See The Dunbar Group, LLC v. [read post]
15 May 2012, 9:14 am
" The distribution of funds to victims was authorized and overseen by the Department of Justice’s Victim Asset Recovery Program in the Criminal Division’s Asset Forfeiture and Money Laundering Section. [read post]
19 Mar 2012, 4:00 am
The defendants, which include two investment funds (the Onshore Fund and the Offshore Fund), are part of a group of entities and individuals associated with a New York-based private investment firm known as Harbinger Capital. [read post]
17 Feb 2012, 12:24 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
