Search for: "Bankers Financial Corporation"
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1 May 2011, 5:15 am
The Program on Corporate Governance has published several recent papers on pay at financial institutions, including How to Fix Bankers’ Pay, The Wages of Failure: Executive Compensation at Bear Stearns and Lehman 2000-2008, and Regulating Bankers' Pay. [read post]
22 Aug 2012, 2:00 am
Directors’ Institute on Corporate Governance (Tenth Annual) September 12, 2012 in NYC and Live Webcast In the past year, new expectations were placed on boards in critical areas of governance, including corporate social responsibility, board governance, audit committee oversight of financial reporting and independent auditors, shareholder activism, and executive compensation. [read post]
30 Jul 2009, 1:02 pm
Background and Discussion NASD Rule 1032(i) requires an associated person to register with FINRA as a Limited Representative - Investment Banking (Investment Banking Representative) and pass a corresponding qualification examination if such person's activities involve: Advising on or facilitating debt or equity securities offerings through a private placement or a public offering, including but not limited to origination, underwriting, marketing, structuring, syndication, and pricing of such… [read post]
25 Aug 2017, 5:00 am
Second, Plaintiffs asserted Defendants failed to manage conflicts of interest among its investment bankers. [read post]
25 Aug 2017, 12:00 am
Second, Plaintiffs asserted Defendants failed to manage conflicts of interest among its investment bankers. [read post]
28 Apr 2010, 10:30 am
According to the bankers, their shorts are just reasonable "hedges" against loss. [read post]
4 Jan 2010, 10:15 am
” The fact that a company employs people with financial expertise to invest corporate funds does not necessarily mean that they are familiar with auction rate securities, and corporate financial managers typically rely on the expertise of their investment bankers rather than doing their own homework. [read post]
24 Dec 2015, 4:00 am
Finally, in 2004, I found my current home as a corporate law professor. [read post]
9 Aug 2010, 11:58 am
We're posting them below and are also adding them to the new web page that we've created to help people follow the case: American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, and California Bankers Association (Alan Kaplinsky) Center for Class Action Fairness Chamber of Commerce of the United States (Roy Englert) CTIA -- The Wireless Industry… [read post]
1 Feb 2008, 2:30 pm
Driven by disloyalty and insecurity, Fastow increasingly shirked his responsibility as a CFO, leaving the details of Enron's global financial position to others, in favor of managing relationships with bankers. [read post]
17 Dec 2009, 6:42 am
Discreet bankers who give advice to corporate clients and help them raise capital -- once a major source of earnings for Goldman -- have been eclipsed, these people said. [read post]
20 May 2008, 9:58 am
Layoffs in the financial industry come with almost every downturn. [read post]
12 Apr 2010, 7:38 pm
Recent testimony before the Financial Crisis Inquiry Commission has provided listeners and readers with ample examples of finger-pointing and avoidance of responsibility. [read post]
21 Feb 2018, 12:51 pm
The bankers associations suggest that Congress should resolve any instances of special treatment by applying the tax code equally to all financial institutions that engage in similar activities. [read post]
22 Sep 2009, 6:23 am
Along with investigating the housing bubble, he also recommended that the FCIC consider as contributing factors: incentives for regulatory arbitrage, accounting practices, institutional practices such as corporate governance, capital requirements, and regulatory failures in allowing the financial crisis to spread. [read post]
4 Apr 2012, 8:01 am
For insurers, there is a further aim of ensuring protection of policyholders through sound financial management. [read post]
17 May 2022, 4:14 am
“Bankers and traders use mobile phones and mobile instant messaging apps, for client communications, for commercial negotiations, to get order confirmations, and to finalize transactions. [read post]
8 Dec 2014, 4:23 am
She states at the outset of her speech, which is focused on financial institutions, that the threat of a cyber breach “creates a persistent and complex challenge for financial institutions spanning the sector, including financial institutions of all types and sizes. [read post]
31 May 2017, 1:50 pm
According to American Banker, the letters gave no timetable for when the GAO would issue its opinions. [read post]
3 Mar 2010, 6:14 am
We could have driven the equity to zero in many of these companies that were insolvent because of their financial shenanigans, but we didn’t. [read post]
