Search for: "Barclays Capital"
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14 Mar 2012, 9:10 am
This should be some comfort for the people he defrauded, but we want to make sure that if this ever happens again, there are tools in place so that victims can be made whole and SIPC can do its job.I believe that markets run as much on confidence as they do on capital. [read post]
14 Mar 2012, 5:39 am
The industry in moral espionage has moved well beyond elite transgressions into the tragic moments of ordinary members of the public. [read post]
8 Mar 2012, 11:26 am
Travis Laster, the Delaware State judge who battered Barclays Capital for its roles in the Del Monte deal, and the investment bank's general counsel, Kevin Genirs, sounded off about conflicts in deal-making. [read post]
26 Feb 2012, 5:12 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 4:48 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 4:27 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
21 Feb 2012, 9:15 am
During the initial stage, the company raised $3 million from ROI Capital, a family business run by former Barclays Capital Dev Kumar Roy. [read post]
16 Feb 2012, 11:04 pm
She's served on a variety of women's and environmental organizations since then, and last month became the Board Chairperson of the Mozambique subsidiary of Barclay's Bank. [read post]
10 Feb 2012, 1:14 am
Barclays, the big British bank, put a lid on bonuses after the capital banking unit's revenue dropped in a tough year for the company over all. [read post]
27 Jan 2012, 9:45 am
By Eric Goldman As usual, I'm running late with my year-end recap. [read post]
26 Jan 2012, 9:43 am
Analysts with Barclays Capital issued a report this week predicting that LNG exports from North America will total 2 Bcf/d by 2017. [read post]
6 Jan 2012, 6:07 pm
Examples of investment scams that have been known to use the Internet and social media: • Market manipulation schemes • Pump-and-dump scams • Fraud marketed through spam e-mail or online investment newsletters • High yield investment program scams • Fraud offerings made online SEC Charges Illinois-Based Adviser in Social Media Scam Agency Issues Alerts on Social Media Risks for Investors and Firms, SEC, January 4, 2012 Read the SEC's Investor Alert (PDF) Read the… [read post]
28 Dec 2011, 11:42 am
FINRA recently fined Barclays Capital Inc. $3 million for misrepresenting delinquency data and inadequate supervision in connection with the issuance of residential subprime mortgage securitizations (RMBS). [read post]
27 Dec 2011, 10:25 am
The Financial Industry Regulatory Authority (FINRA) has fined Barclays Capital $3 Million for misrepresentations it made regarding historical delinquency data in connection with the issuance of residential subprime mortgage securitizations (RMBS) and its failure to adequately supervise the maintenance and updating of relevant disclosures on its website. [read post]
27 Dec 2011, 8:19 am
Shelter Capital Partners LLC, 2011 WL 6357788 (9th Cir. [read post]
23 Dec 2011, 7:06 pm
FINRA says that Barclay’s Capital misrepresented the historical delinquency rates for the RMBS between March 2007 and December 2010. [read post]
21 Dec 2011, 12:55 am
Capital One? [read post]
9 Dec 2011, 6:52 am
L.P., Vestar Capital Partners, and Centerview Partners. [read post]
7 Dec 2011, 5:59 pm
But some financial firms, including Barclays of Britain, Commerzbank of Germany and BNP Paribas of France, are rejiggering their bond holdings in a complex maneuver that allows them to improve their capital levels without raising additional funds. [read post]
29 Nov 2011, 4:35 pm
According to the SEC's complaint, Hicks misrepresented that he had obtained an undergraduate and graduate degree at Harvard University and that he previously worked for Barclays Capital. [read post]
