Search for: "Best Security Industries"
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19 May 2020, 11:39 am
They aim to help advertisers get their ads in front of the best audience possible for the best price while helping publishers maximize their profits. [read post]
14 Apr 2023, 8:42 am
In March 2018, FINRA barred Vanderbilt Securities broker Mark Kaplan from the securities industry for allegedly churning the account of a 93-year-old client reportedly suffering from dementia. [read post]
26 Feb 2019, 5:17 am
The National Cybersecurity Center of Excellence* (NCCoE) is addressing the challenge of mobile device security through collaborative efforts with industry and the information technology (IT) community, including vendors of cybersecurity solutions. [read post]
16 Dec 2011, 2:10 pm
On December 8, 2011, the Article 29 Working Party (the “Working Party”) adopted an Opinion on the European Advertising Standards Alliance (“EASA”) and IAB Europe best practice recommendations for the online behavioral advertising (“OBA”) industry to comply with Article 5.3 of the revised e-Privacy Directive 2002/58/EC (the “cookie clause”). [read post]
27 Jan 2016, 6:18 am
The best regulators to follow: http://FINRA.org FINRA is the regulatory body that regulates the brokerage industry in the United States. [read post]
15 Dec 2014, 7:26 am
In October, the Payment Card Industry (“PCI”) Security Standards Council published the Best Practices for Implementing a Security Awareness Program Information Supplement (“Supplement”) to help organisations educate their employees on the importance of protecting, the care in handling, and the risks of mishandling sensitive information. [read post]
19 Feb 2021, 4:58 pm
A Financial Industry Regulatory Authority (FINRA) arbitration panel recently awarded $19 million to a 94-year-old investor based on findings of abuse of fiduciary duty, fraudulent misrepresentations, and elder financial fraud. [read post]
13 May 2022, 9:47 am
Malecki is a regular presenter and panelist at securities industry events. [read post]
20 Apr 2024, 8:07 am
Headlining the technological innovations is HaystackID’s M365 with HaystackID Suite, a groundbreaking solution designed to maximize the potential of Microsoft 365 for enhancing organizational productivity and security. [read post]
16 Feb 2018, 9:16 am
All of the aforementioned cases come on the heels of the Massachusetts Securities Division ordering Caviar to cease operations and the TSSB ordering AriseBank to cease operations.State securities regulators are becoming more active and it is causing concern for an industry trying to fit the square peg of ICOs into the round hole of state and federal regulations. [read post]
29 Dec 2010, 9:43 am
In the industry’s view, such a requirement would elicit more useful information from institutional investment managers and avoid imposing an unnecessary cost on investors when managers do not vote their securities, such as those that use investment strategies that are not related to the voting of proxies. [read post]
26 Jul 2022, 9:24 am
The one with the best chance (and better than I expected) would drop $52 billion in cash and a boatload of tax breaks on the semiconductor industry. [read post]
23 Feb 2023, 8:26 am
Trust the Security Negligence Lawyers at Montross Miller The best way to prove security negligence after an injury is to have the right legal team on your side. [read post]
31 Dec 2011, 8:21 am
This fan favorite, featured on June 26th, wraps up our Best of 2011 series. [read post]
12 Aug 2010, 11:53 am
"Best practice" guidelines alone, however, are not enough to protect millions of soon-to-be-retired baby boomers. [read post]
7 Nov 2022, 8:00 am
One of the best ways an investor can protect the value of their investments is by equipping themselves with knowledge about common tactics scammers use to defraud investors. [read post]
25 Aug 2011, 1:09 pm
Nevada’s law on the Security of Personal Information, for example, requires that merchants doing business in Nevada and accepting payment cards must comply “with the current version of the Payment Card Industry (PCI) Data Security Standard, as adopted by the PCI Security Standards Council” (NRS Chapter 603A) (8 PVLR 821, 6/8/09). [read post]
6 Apr 2012, 2:00 am
Today we continue our weekly installment highlighting the best of the corporate and securities blogosphere from this past week. [read post]
28 Mar 2019, 7:01 am
The industry witnesses were clear that, together with large prime contractors, DOD can help support the middle and lower-tier suppliers to be cyber secure, but clear guidance and programs must first be in place. [read post]
15 May 2018, 9:12 am
FINRA Sanctions Fifth Third Securities Inc., $4 Million Fine According to The Financial Industry Regulatory Authority (FINRA), the regulator has fined Fifth Third Securities Inc. $4 million and required the firm to pay approximately $2 million in restitution to customers for variable annuity exchange violations. [read post]
