Search for: "CAPITAL ONE FINANCIAL CORP."
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18 Jun 2021, 3:04 am
Co., 21 NY3d 324, 334 [2013], quoting AG Capital Funding Partners, L.P. v State St. [read post]
14 Jun 2021, 9:59 am
David Berger, commandant of the Marine Corps. [read post]
31 May 2021, 11:24 am
Background Social Capital Hedosophia Holdings Corp. [read post]
30 May 2021, 1:44 am
In October 2017, the Florida Office of Financial Regulation issued a Final Order, reportedly denying Thurnherr’s application for registration as an associated person of Spartan Capital Securities, LLC, after he allegedly failed to request a hearing. [read post]
30 May 2021, 1:44 am
In October 2017, the Florida Office of Financial Regulation issued a Final Order, reportedly denying Thurnherr’s application for registration as an associated person of Spartan Capital Securities, LLC, after he allegedly failed to request a hearing. [read post]
17 May 2021, 4:37 pm
While the discourse of capitalism is one of freedom, the reality is that the capitalist system puts all sort of limits on that freedom in order to survive and function. [read post]
17 May 2021, 3:00 am
Speaking before the SEC’s 8th Annual Conference on Financial Market Regulation, SEC Chair Gary Gensler reportedly stated that the Staff was working on a new rule addressing disclosure of human capital metrics. [read post]
7 May 2021, 4:00 am
Coomer’s attorneys said he has reached a financial settlement, but terms of the arrangement were not disclosed. [read post]
4 May 2021, 1:08 pm
SPACs, also known as “blank cheque companies” or “cash shells”, are entities incorporated with the sole purpose of raising a pool of cash to acquire one or more private companies seeking to raise capital and become publicly traded. [read post]
4 May 2021, 6:13 am
The banking licence requirement does not apply to advance payments, extensions of payment terms, property finance lease arrangement and intragroup treasury operations, pursuant to the French Monetary and Financial Code. [read post]
3 May 2021, 9:35 am
” The Offering is being made through a syndicate of underwriters led by BMO Capital Markets and Canaccord Genuity Corp, as co-lead underwriters and joint bookrunners, and CIBC Capital Markets, National Bank Financial Inc., RBC Dominion Securities Inc. and Scotiabank (collectively, the “Underwriters”). [read post]
2 May 2021, 8:01 am
Id. 18 months later, Chem Rx violated a financial covenant in one of its loan agreements. [read post]
25 Apr 2021, 5:00 am
Corp., the U.S. [read post]
23 Apr 2021, 10:07 am
NYM Corp., 54 N.Y.2d 880, 883 [1981] [where the plaintiff's books, articles and personal appearances were designed to project his name and personality to establish his reputation as a leading authority on professional football, and actively sought publicity for his views and professional writings, which were the subject of the litigation]; Park v Capital Cities Communications, 181 A.D.2d 192, 197 [4th Dept 1992], appeal dismissed 80 N.Y.2d 1022 [1992], lv dismissed in part,… [read post]
23 Apr 2021, 7:25 am
One of the earliest [read post]
21 Apr 2021, 9:37 am
AEGIS CAPITAL CORP. [read post]
13 Apr 2021, 3:06 am
Everyone wants a piece of one. [read post]
12 Apr 2021, 6:06 pm
Everyone wants a piece of one. [read post]
11 Apr 2021, 10:35 am
The law firm memo also mentions two other Delaware state court lawsuit that have been filed this year; one, a merger objection lawsuit, filed in January of this year against Acamar Partners Acquisition Corp., a SPAC, in connection with its planned merger with CarLotz; and the second, a governance challenge lawsuit filed against Fintech Acquisition Corp. [read post]
4 Apr 2021, 12:00 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Ryan Wroblewski (Wroblewski), currently employed by Morgan Stanley and formerly registered with Aegis Capital Corp. [read post]
