Search for: "CITIGROUP GLOBAL MARKETS INC"
Results 261 - 280
of 429
Sort by Relevance
|
Sort by Date
27 Dec 2011, 10:49 am
A Colorado federal judge upheld a $54.1 million arbitration award against Citigroup Global Markets, Inc. [read post]
22 Dec 2011, 8:58 am
On Friday, December 16, 2011, the SEC filed a Motion in front of Judge Jed Rakoff, asking him to stay to proceedings which the Commission had brought against Citigroup Global Markets, Inc. while the SEC's appeal is pending before the Second Circuit. [read post]
19 Dec 2011, 10:24 am
" The decades-long practice has garnered a great deal of attention recently, particularly in light of Judge Jed Rakoff's November 28, 2011 decision (discussed here) to reject the SEC's settlement with Citigroup Global Markets, Inc. due to that very practice The exact timing of the Congressional Committee hearing has not been set, yet.The SEC has defended the practice in court cases (as discussed here), arguing that accepting settlements where the… [read post]
19 Dec 2011, 8:33 am
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.The SEC's long-standing policy of allowing defendants to enter into consent judgments without admitting or denying the underlying allegations deprived the court of even the most minimal assurance that the substantial injunctive relief it is being asked to impose has any basis in fact.The SEC took the position that, because the financial institution did not expressly deny the allegations, the… [read post]
19 Dec 2011, 7:21 am
District Court for the Central District of California (now a partner at Arent Fox): The Court’s recent decision rejecting the proposed settlement reached by the Securities and Exchange Commission and Citigroup Global Markets, Inc. is both understandable but also potentially problematic. [read post]
19 Dec 2011, 2:26 am
Tamara de Silva December 19, 2011 Last Thursday December 15, 2011 was MF Global Holdings Ltd.'s and MF Global Inc.'s Chief Executive Jon Corzine's third time to testify before Congress. [read post]
16 Dec 2011, 3:19 pm
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.In the enforcement action, the SEC alleged that the principal U.S. broker-dealer subsidiary of the financial institution mislead investors about a $1 billion collateralized debt obligation (CDO) tied to the U.S. housing market in which the entity bet against investors as the housing market showed signs of distress. [read post]
16 Dec 2011, 5:58 am
Securities and Exchange Commission on Thursday said it is appealing a federal judge's decision last month to reject a $285 million agreement Citigroup Global Markets Inc. reached with the SEC to settle civil fraud charges the agency brought against the company, The National Law Journal reports. [read post]
16 Dec 2011, 5:10 am
Citigroup Global Markets Inc, No. 11-07387 (S.D.N.Y). [read post]
8 Dec 2011, 2:00 am
This difference between American banks and banks in China speaks volumes about the global lending market. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
6 Dec 2011, 9:07 am
., office of Citigroup Global Markets Inc., has been fined and suspended by the Financial Industry Regulatory Authority, or FINRA, for her failure to supervise a sales assistant who misappropriated almost $750,000 from customers. [read post]
5 Dec 2011, 6:16 am
Securities and Exchange Commission and Citigroup Global Markets Inc. last week, Jenna Greene explores whether companies would settle with federal agencies if forced to admit wrongdoing. [read post]
2 Dec 2011, 5:32 am
Citigroup Global Markets Inc. [read post]
1 Dec 2011, 4:48 pm
Citigroup Global Markets Inc. [read post]
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
30 Nov 2011, 2:15 pm
S&P said that it was applying some new standards to its rating methodology that “focus on how institutions manage their businesses under market and economic stress. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
30 Nov 2011, 5:15 am
Citigroup Global Markets Inc, No. 11-07387 (S.D.N.Y). [read post]
29 Nov 2011, 12:52 pm
Citigroup Global Markets Inc., 11-cv-7387, U.S. [read post]
