Search for: "Capital Assets, Inc."
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7 Jun 2023, 7:29 am
“Inc. [read post]
30 Apr 2015, 3:06 am
Alley dba Ryan Alley Intellectual Property Lay, Opposition No. 91202418 [Section 2(d) opposition to registration of BUILDING ASSETS FROM IDEAS for "legal services in intellectual property, including patent, trademark, copyright, and trade secret procurement, transfer, and enforcement," on the ground of likelihood of confusion with the registered marks TRANSFORMING IDEAS INTO BUSINESS ASSETS for legal services and consultation in the field of intellectual property].May… [read post]
4 Feb 2014, 5:02 am
Questar Capital Corporation and Questar Asset Management, Inc. [read post]
18 Oct 2016, 5:13 am
Case In PointJohn Leo Valentine was the President and owner of Valentine Capital Asset Management, Inc. (“VCAM), which was a Securities and Exchange Commission (“SEC”) registered investment adviser from 2006 until it ceased operations in May 2016. [read post]
11 Apr 2016, 11:28 am
Jones Capital Equities Management, Inc. for failing to establish cybersecurity policies and procedures in advance of a breach by hackers that compromised confidential client data of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
13 Sep 2017, 8:09 am
Potomac Asset Management Company, Inc. provides investment advisory and management services to two private equity fund clients under limited partnership agreements and private placement memoranda The LPAs provided terms for calculation and payment of capital contributions and the payment of management fees paid to Potomac. [read post]
15 Feb 2011, 9:19 am
GARY GOLDBERG PLANNING SERVICES, INC., and GARY GOLDBERG, LIEBERMAN ASSET MANAGEMENT, LLC, ADVISORS CAPITAL MANAGEMENT, LLC, CHARLES LIEBERMAN and KEVIN KERN, App. [read post]
6 Feb 2018, 12:00 am
("Exxon") asked the staff of the Securities and Exchange Commission (“SEC”) to permit the omission of a shareholder proposal submitted by Arjuna Capital/Baldwin Brothers Inc. on behalf of Susan B. [read post]
24 Mar 2010, 12:22 pm
March 24, 2010 - Douglas Vaughan allegedly ran his entities The Vaughan Company, Realtor's Inc., and Vaughan Capital, LLC as an investment scam that robbed approximately 600 investors of $80 million. [read post]
15 Mar 2022, 1:53 am
Sila Realty Trust Inc. [read post]
21 Oct 2011, 7:44 am
”The SEC has also instituted settled administrative proceedings against Credit Suisse Asset Alternative Capital, LLC (CSAC), Credit Suisse Asset Management, LLC , and the Credit Suisse protfolio manager responsible for the transaction, based on their conduct in the Class V III transaction. [read post]
8 Sep 2011, 11:20 am
Digitech Information Systems sued Ally Financial and Capital Auto Receivables, Inc. [read post]
14 Apr 2009, 12:49 pm
WinWin Capital LP, and Weizhen Tang & Associates Inc. [read post]
16 Mar 2021, 7:13 am
The company reportedly filed a form D to raise capital from investors in 2017. [read post]
7 Jun 2013, 9:43 am
Capital, Inc. [read post]
14 Jan 2020, 1:09 pm
Courtright III and his company, Todays Growth Consultant Inc. [read post]
14 Jun 2018, 7:45 am
Unfortunately for many investors, it appears that the secondary market price would represent a loss on their initial capital investment. [read post]
2 Apr 2018, 8:13 am
Its assets include 44 parking facilities located in 15 states. [read post]
15 Mar 2010, 4:09 pm
Capital, Inc. [read post]
15 Jul 2013, 6:03 am
Dynex Capital, Inc. [read post]
