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20 Aug 2019, 3:29 pm by InvestorLawyers
Securities and Exchange Commission (“SEC”), Financial Industry Regulatory Authority (known as “FINRA”), the FBI, the State of Massachusetts, and the New York Business Integrity Commission are investigating GPB Capital Holdings LLC (“GPB”) for financial misconduct. [read post]
17 Nov 2022, 4:51 am by Rob Robinson
  In addition, they will serve as advisers to the HBR Consulting board, provide a meaningful contribution to the go-forward capital structure, and maintain a material stake in the new organization. [read post]
23 Apr 2024, 8:42 am by Justia Amplify Team
To capitalize on the benefits LSAs offer, legal professionals must stay abreast of the evolving landscape. [read post]
23 Oct 2017, 11:09 am by Steve Vladeck
§ 3599(f) that federal courts in capital cases involving indigent defendants (including suits for post-conviction relief) should fund “investigative, expert, or other services [that] are reasonably necessary for the representation of the defendant, whether in connection with issues relating to guilt or the sentence. [read post]
9 Aug 2024, 7:00 am by Geoff Cockrell
Consello Capital largely pursues investments in middle market companies operating within the business services, consumer and retail sectors. [read post]
13 Jun 2012, 6:30 am by Julia Kim
(formerly GMAC), filed for Chapter 11 bankruptcy protection in New York on May 14, 2012. [read post]
5 Jan 2019, 9:32 am by Andrew Stoltmann
According to a recent Investment News report, both FINRA and the SEC have now also inquired into brokerage firm sales practices connected to the GPB Capital Funds. [read post]
25 Jul 2023, 5:34 am by Bob Ambrogi
The cloud-based e-discovery company Nextpoint has received a growth capital investment from RF Investment Partners, a company that provides structured growth capital. [read post]
25 Jun 2008, 11:32 am
Twitter, the popular microblogging service, announced that ihad picked up som new investors: Spark Capital and Jeff Bezos, via his Bezos Expeditions fund. [read post]
25 Jul 2019, 1:23 pm by ccollins
National Financial Services, which is Fidelity Investments’ clearing and custody unit, has given its brokerage firm clients 90 days to get rid of all GPB Capital Holdings private placements from its platform. [read post]
25 Oct 2010, 4:00 am by Peter A. Mahler
If you're the majority member of a New York limited liability company (LLC), and either you have no written operating agreement, or you have one but it's silent on the issue, repeat after me:  I cannot make a compulsory capital call; I cannot make a compulsory capital call; I cannot make a compulsory capital call. [read post]
9 May 2022, 10:54 am by Holly Buckley
Arsenal Capital Partners has completed a strategic investment in OncoHealth, according to a news release. [read post]
18 Mar 2014, 4:44 pm by Sabrina I. Pacifici
The post New GAO Reports – Military Housing, Nuclear Command/Control, Missile Defense, Afghanistan, USPS, Capital Financing appeared first on beSpacific. [read post]
25 Sep 2012, 8:41 am by Alexis Yee-Garcia
On September 20, 2012, the Financial Services Roundtable (FSR), a trade organization representing the 100 largest financial services companies in the country, announced that former Minnesota Governor Tim Pawlenty will become its new President and Chief Executive Officer on November 1. [read post]
17 Nov 2015, 12:43 pm by Michel-Adrien
The librarianship.ca website has a series of librarian profiles called 13 Questions With ...Here is the most recent one with Lindsay Stephenson, Head, Corporate Information Services, National Capital Commission (NCC) in Ottawa:"Coolest thing in your cubicle or office? [read post]
27 Jun 2011, 10:22 am by James Hamilton
Also, they said that the new capital requirements must be implemented consistently cross-border to provide a level playing field for US firms and international counterparties. [read post]
2 Aug 2022, 6:06 am by Amber Walsh
Linden Capital Partners has completed its acquisition of Aspirion from Aquiline Capital Partners, according to a news release. [read post]
18 Aug 2020, 7:59 am by Bob Ambrogi
The managed services company Factor, one of two companies that spun off last year from legal services company Axiom, said today that one of its original investors, the investment firm Carrick Capital Partners, will multiply its stake in the company to become its majority shareholder. [read post]