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21 Feb 2007, 10:08 am
See SEC Chairman Christopher Cox’s testimony before the Senate Committee on Banking, Housing and Urban Affairs dated September 6, 2006. [read post]
18 Jun 2018, 2:25 am by Jan von Hein
Christopher Danwerth, LL.M is research assistant at the Institute for Company and Capital Market Law, University of Muenster. [read post]
27 Mar 2009, 5:30 am
Banking Committee Chair Christopher Dodd also endorsed a council of regulators for systemic risk. [read post]
15 Mar 2010, 7:22 pm by Deepak Gupta
 The bill also gives the bureau authority to prohibit the practice of forced arbitration, in which companies force consumers to resolve disputes before private, secretive, company-chosen tribunals instead of public courts. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
21 May 2012, 1:38 pm by Ryan Blay
To get a debt reaffirmed, both the person who declared bankruptcy and the company that loaned the money must voluntarily agree. [read post]
13 Mar 2012, 2:45 am by INFORRM
” The first meeting of the Committee heard evidence from Information Commissioner Christopher Graham, whose office focuses on the trade in personal information with its reports What Price Privacy? [read post]
Bank Holding Company Regulation and Institutional Reform The House bill expands bank holding company regulation over savings and loan holding companies and industrial banks and industrial loan companies, with limited grandfather provisions. [read post]
8 Jun 2007, 9:58 am
Mostyn III, deputy general counsel at Bank of America, expressed concern about the staff resources that his company would have to devote to monitor an electronic forum if it was a supplement to non-binding proposals. [read post]
8 Dec 2008, 2:15 pm
The bank saw an opportunity in settlement negotiations then underway in Discover's antitrust case against rival credit card companies Visa and MasterCard. [read post]
20 Jun 2018, 6:30 am by John Jascob
Dodd-Frank is less clear about financial end users like pension funds and insurance companies, but gives the CFTC discretion in how to handle these entities. [read post]
26 Oct 2017, 5:00 am by John Jascob
Christopher Giancarlo noted, “the CFTC can no longer be an analog regulator in an increasingly digital world. [read post]
25 Feb 2009, 1:56 am
SEC Responds to Dodd with Guidance on Say on Pay Provisions of Stimulus LegislationIn a letter to SEC Chair Mary Schapiro, Senate Banking Committee Chair Christopher Dodd explained the shareholder advisory vote provisions for TARP recipients in the American Recovery and Reinvestment Act of 2009. [read post]
14 May 2007, 6:46 am
The amendment was introduced by Banking Committee Chair Christopher Dodd (D-Conn) and co-sponsored by Sen. [read post]
9 Jul 2018, 12:43 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Donald Nelson Bower III   Edward Jones   Invest Financial Corp   Christopher Masharn Bruce   Statefarm VP Management Corp   Chris Bruce Insurance Agency… [read post]