Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING" Results 261 - 280 of 296
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12 Dec 2017, 4:36 pm by Kevin LaCroix
These coins or tokens come with particular rights, such as: a right to access to a future service once the ICO is launched; a right to redeem the token for a currency or service; or a right to receive future profits from the company (like a dividend). [read post]
11 Dec 2009, 11:38 am by James Hamilton
According to Treasury, the lack of a federal regulatory regime and resolution authority for large systemic non-bank financial institutions contributed to the financial crisis and, unless addressed with legislation, will constrain a federal response to future crises (Title I, Subtitle G). [read post]
4 Jan 2017, 3:55 pm by nedaj
 Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
11 Jul 2024, 3:20 pm by CFM Admin
Despite a swift challenge by a group of trade associations, many investment advisers were prepared with modified fund documents and side letters in anticipation of complying with the new Private Fund Advisers Rule. [read post]
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
11 May 2023, 5:01 am by Nicholas Weigel
Legal Arguments in the Texas Suit In their motion for summary judgment, plaintiffs in Joseph Van Loon et al. v. [read post]
22 Oct 2020, 9:05 pm by Sabrina Minhas
  WHAT WE’RE READING THIS WEEK In a recent report, the Climate-Related Market Risk Subcommittee of the Commodity Futures Trading Commission found that climate change poses significant risks to global financial markets. [read post]
16 Apr 2019, 11:30 pm by Dáire McCormack-George
In economics, skills are viewed as part of ‘human capital’, the value of a person’s current and future prospective earnings. [read post]
California water futures began trading on the Chicago Mercantile Exchange in December of 2020 and are now traded daily. [read post]
California water futures began trading on the Chicago Mercantile Exchange in December of 2020 and are now traded daily. [read post]
8 Dec 2021, 7:27 am by CFM Admin
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
8 Dec 2021, 11:27 am by CFM Admin
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the Commodity Futures Trading Commission (“CFTC”) are required to re-certify their eligibility within 60 days of the calendar year-end. [read post]
8 Sep 2010, 2:57 am by Kevin LaCroix
The whistleblower provisions include the creation of a new whistleblower bounty pursuant to which individuals who bring violations of securities and commodities laws to the attention of the Securities and Exchange Commission or the Commodities Futures Trading Commission will receive between 10 percent and 30 percent of any recovery in excess of $1 million. ? [read post]
18 Jul 2014, 10:40 am by nedaj
The letter clarifies the conditions under which a CPO otherwise required to register (“Delegating CPO”) may delegate its CPO functions to another CPO (“Designated CPO”) and be relieved from a registration requirement under Section 4m(1) of the Commodity Exchange Act (the “CEA”). [read post]
29 Jan 2018, 11:28 pm by Kevin LaCroix
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]
30 Jan 2024, 9:02 pm by renholding
The requirement that defendants must either admit or at least promise not to deny the government’s allegations of wrongdoing as a condition of settlement has not been widely adopted by federal agencies.[18]  Some agencies even explicitly allow settling defendants to deny the allegations of wrongdoing.[19]  As the Federal Trade Commission noted when approving one such settlement in 2012, it was confident in the work of its staff: it is the evidentiary record developed by FTC… [read post]
21 Jan 2012, 9:49 am
" Hill had been a magazine editor and published author, and had her own television production company; Dittmer was the founder of a major commodities trading company. [read post]
8 Jul 2010, 7:22 am by Frank Pasquale
For example, one SWF purchased Costa Rican bonds in exchange for Costa Rica's termination of diplomatic recognition of Taiwan. [read post]