Search for: "Corporate Funding & Investments LLC"
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20 Feb 2015, 3:11 pm
The SEC alleges that Demski and Grenda knew that the hedge fund manager, Scott Stephan, had very little hedge fund investing experience. [read post]
23 Mar 2016, 9:16 am
Ridgewood Energy other offerings include Ridgewood Energy Bluewater Institutional Fund, LLC, Ridgewood Energy Bluewater Oil Fund II LLC, Ridgewood Energy Bluewater Oil Fund IV, LLC, Ridgewood Energy Oil & Gas Fund II, L.P., Ridgewood Private Equity Partners Energy Access Fund LLC. [read post]
9 Mar 2010, 3:20 pm
Exchange traded funds are generally regarded as liquid, transparent investment and trading vehicles. [read post]
10 Jan 2011, 7:35 pm
ACA Financial Guaranty Corporation is seeking $90 million in punitive damages and $30 million in compensatory damages from Goldman Sachs over its failed Abacus investment. [read post]
6 Apr 2010, 5:00 am
Woodlock ruled that whistleblower protections of the Corporate and Criminal Fraud Accountability Act of 2002 (“Sarbanes-Oxley”) apply to employees of private firms that operate and advise mutual funds (“Mutual Fund Firms”). [read post]
13 Mar 2016, 6:07 am
The investment attorneys of Gana LLP have brought a claim on behalf of an investor who suffered a loss of nearly all of their assets due to investments made by their Wells Fargo Advisors, LLC (Wells Fargo) advisor, Andrew Kevlahan (Kevlahan), almost exclusively in master limited partnerships (MLPs), Business Development Corporations (BDC), commodities linked investments, and other private equity high yield funds. [read post]
6 Jul 2020, 8:34 am
Securities and Exchange Commission (SEC) issued a Notice of Covered Action regarding action against the investment adviser Everest Capital LLC (Everest) and its sole principal, Marko Dimitrijevic. [read post]
5 Apr 2017, 6:33 am
Case In Point For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Nationwide Investment Services Corporation (“NISC”) and Nationwide Fund Distributors, LLC (“NF... [read post]
8 Oct 2017, 7:03 am
FINRA alleged that in July 2015, Veron formed Contract Funding and Corporate Management, LLC (CFCM) and served as its President. [read post]
23 Sep 2016, 2:38 pm
An EB-5 petitioner must show that the investment was made on his or her behalf, from his or her own funds. [read post]
23 Sep 2016, 2:38 pm
An EB-5 petitioner must show that the investment was made on his or her behalf, from his or her own funds. [read post]
9 Aug 2017, 12:00 am
The gas station would be an investment to fund his retirement. [read post]
29 Mar 2019, 9:18 am
To reduce the effective tax rate overall from purchase to sale, real estate should be held through an LLC that has not made a corporate tax election. [read post]
7 May 2021, 1:14 pm
To reduce the effective tax rate overall from purchase to sale, real estate should be held through an LLC that has not made a corporate tax election. [read post]
4 Apr 2011, 9:02 am
$61,000 MICG Investment Management LLC (Shut down May 2010) $59,000 Merrimac Corporate Securities Inc [read post]
4 Feb 2019, 3:18 am
Kemp and Feinberg both involved judicial dissolution of closely held corporations governed by Article 11 of the Business Corporation Law. [read post]
14 Nov 2014, 1:22 pm
So the Court found that the Plaintiff had obtained a "substantial benefit" for the LLC by obtaining the return of the properties and the funds. [read post]
12 Feb 2015, 10:33 am
The lawsuit was brought by three individuals who had made investments in the Pacific Fund, a defendant LLC. [read post]
6 Oct 2019, 10:19 am
Volpe, formerly registered with First Financial Equity Corporation (First Financial) and LPL Financial LLC (LPL Financial) was subject to an investigation by The Financial Industry Regulatory Authority (FINRA) over these allegations. [read post]
17 Dec 2014, 8:10 am
May Capital Group, LLC McNally Financial Services Corporation McLaughlin Ryder Investments, Inc. [read post]
