Search for: "D & D Management and Investement, LLC"
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26 May 2020, 4:45 pm
In his suit, the plaintiff only sought to recover short-swing profits from “John Doe,” who realized profits in the account managed for him by IVA, and contended that his investment management agreement with IVA qualified as an agreement to trade in the securities of an issuer under Section 13(d). [read post]
8 Dec 2008, 12:00 pm
In this respect Manitaras is of a kind with the Delaware Chancery Court's Seneca decision about which I wrote last October (see here) in which the court rejected a minority LLC member's dissolution petition -- the company had ceased business operations and merely held investment securities -- largely based upon the LLC's omnibus purpose clause. [read post]
20 Apr 2016, 2:51 pm
Investors in the program, according to SEC Form- D, then become partners of a partnership with Aztec Energy LLC Managing General Partner. [read post]
24 Oct 2010, 3:25 pm
GPM Investments, LLC This case was before the court on the plaintiff’s motion for conditional certification. [read post]
9 Apr 2015, 5:29 am
By Amy Leisinger, J.D.D-W Investments LLC, a multi-generational single-family office providing services to the family and descendants of Myron A. [read post]
10 Jan 2018, 4:40 pm
Galdamez AXA Advisors, LLC Michael D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
30 Apr 2018, 3:42 pm
When a manager sent an email incorrectly stating that D’Onofrio no longer worked for the cruise company, D’Onofrio assumed she had been fired. [read post]
23 Sep 2013, 7:53 am
Check a new box that was added to Form D. [read post]
12 Dec 2010, 10:59 pm
The chapter 11 case is intended to be used as a vehicle for Savitr Capital LLC to invest $45 million in exchange for 90% of the common equity in the reorganized company. [read post]
12 Jun 2012, 2:00 am
SEC Charges Miami-Based Hedge Fund Manager With Fraud The SEC recently charged a Miami-based hedge fund adviser Quantek Asset Management LLC with making various misrepresentations to investors in the $1 billion Quantek Opportunity Fund. [read post]
14 Aug 2017, 3:39 am
In re Broe Management Company, LLC d/b/a The Broe Group, Serial No. 86715987 (August 11, 2017) [not precedential] (Opinion by Judge Michael B. [read post]
1 Feb 2023, 7:01 am
Mackenzie Capital Management reportedly specializes in discounted real estate securities and asset management, according to its website. [read post]
31 Aug 2020, 7:09 am
The SEC also indicated that limited liability companies (“LLC”) meeting the $5 million asset test are accredited investors, and that their managers were considered executive officers. [read post]
11 Nov 2014, 8:45 am
When asked about the claim, D. [read post]
25 Aug 2014, 3:31 am
The LLC, formed in 2005, the following year invested over $4 million to acquire a tract of real property in Long Island City for the purpose of developing it with condominium housing. [read post]
10 Apr 2009, 6:14 pm
Civil actions have been commenced against so called "feeder funds", who filtered investment to Madoff in exchange for lucrative management fees. [read post]
5 Oct 2012, 10:24 am
According to this rule, membership interests in an LLC can be “securities” if the investors have passively invested their money in the LLC with an expectation of a financial return on their investment. [read post]
