Search for: "Dealer Capital Group, LLC" Results 261 - 280 of 822
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8 Aug 2017, 7:43 am by Renae Lloyd
If you have questions about investments you made with Questar Capital Corporation or Kevin Wanner, the securities attorneys of The White Law Group may be able to help you. [read post]
29 Dec 2022, 9:38 am by The White Law Group
        According to FINRA, on April 27, 2018, GPB Capital sent a letter to numerous broker-dealers that sold GPB Capital offerings, including Moloney Securities, stating that GPB Capital was in the process of registering certain classes of securities issued by certain of limited partnerships, including GPB Automotive Portfolio, and GPB Holdings II, with the SEC. [read post]
26 Feb 2010, 6:20 am
Sending GMAC into bankruptcy would have required the government to inject $40 billion to $50 billion into a newly formed company that would then lend to General Motors Co. and Chrysler Group LLC dealers, said Ron Bloom, chief adviser for the Treasury's auto task force. [read post]
26 Apr 2019, 10:55 am by Renae Lloyd
On December 6, 2017, the SEC alleged that while working at Four Points Capital Partners LLC, Berkey purportedly conducted in-and-out trading that was allegedly almost certain to lose money for customers while yielding commissions for himself. [read post]
20 Jun 2022, 8:18 am by The White Law Group
    Potential Lawsuits to Recover Financial Losses     The White Law Group has represented numerous investors who suffered financial losses involving GPB Capital. [read post]
22 Dec 2016, 6:24 am by Elizabeth Dalziel
” Onix Capital was not an SEC-registered adviser, nor was Chang registered as an investment adviser or broker-dealer. [read post]
22 Dec 2016, 6:24 am by Elizabeth Dalziel
” Onix Capital was not an SEC-registered adviser, nor was Chang registered as an investment adviser or broker-dealer. [read post]
12 Mar 2018, 12:37 pm by Renae Lloyd
The REIT is co-sponsored by American Healthcare Investors and Griffin Capital Corporation. [read post]
18 Nov 2011, 12:02 pm by Harrison
The White Law Group is investigating how broker dealers sold and represented the IMH Secured Loan Fund investments to customers. [read post]
22 Feb 2022, 9:02 am by Silver Law Group
(CRD#:15007), Holmdel, NJ, and Obsidian Financial Group, LLC (CRD#:104255, expelled by FINRA on 10/16/2013) of Red Bank, NJ. [read post]
26 May 2016, 7:10 am by Steve Parker
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
25 Sep 2018, 12:32 pm by Renae Lloyd
The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended this high risk non-traded REIT to investors. [read post]
8 Apr 2016, 3:05 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Dec 2023, 1:16 am by The White Law Group
The SEC is also charging the executive and Cole Capital Funds LLC, an entity he formed and controlled, with issuing a false press release in November 2023 stating that Cole Capital intended to purchase 51% of all minority ownership shares in WeWork Inc. at $9 a share, more than nine times WeWork’s then-current trading price. [read post]
14 Feb 2017, 12:59 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Mar 2023, 7:31 am by The White Law Group
    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]