Search for: "E*Trade Securities LLC"
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17 Dec 2018, 8:18 am
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
17 Dec 2018, 8:05 am
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
10 Dec 2018, 3:16 pm
” Bitcoin is a virtual or digital currency that uses encryption techniques for governance and security and operates independent of any central bank. [read post]
8 Nov 2018, 5:36 pm
California law also requires businesses that suffer a breach of security to disclose the breach to consumers, and in some instances law enforcement, if sensitive information is compromised. [read post]
2 Nov 2018, 10:36 am
” Continue reading The post The SEC’s Temporary Suspension Of Marijuana Company, CannaBusiness Group, LLC Trading appeared first on Securities Arbitration Lawyers Blog. [read post]
31 Oct 2018, 11:21 am
Berryhill, 17-1606, presents a question only a lawyer could love: whether a decision by the Social Security Administration’s “Appeals Council” — the body that hears disability benefits claimants’ appeals from administrative law judge decisions — that the claimant’s appeal was untimely is a “final decision” subject to judicial review. [read post]
24 Oct 2018, 4:33 pm
Instead, the EDGAR hackers who traded would be charged with “outsider trading,” a much more nascent and far more dangerous securities fraud variant. [read post]
18 Oct 2018, 7:57 am
The Commission’s opinion puts a spotlight on the specific fees charged by NYSE Arca and Nasdaq while also highlighting larger issues about unequal access to critical market data (In the Matter of the Application of Securities Industry and Financial Markets Association For Review of Action taken by NYSE Arca, Inc., and Nasdaq Stock Market LLC, Release No. 34-84432, October 16, 2018). [read post]
10 Oct 2018, 12:40 pm
After the 2011 SEC CF Guidance, however, publicly traded companies were more compelled to acknowledge cyber-attacks other data security incidents to regulators, and explain the measures they planned to take to close their cyber-security gaps. [read post]
7 Oct 2018, 4:08 pm
Canada Michael Geist’s Blog has noted the implementation of the US-Mexico-Canada Digital Trade Agreement and its safeguards for freedom of expression. [read post]
23 Sep 2018, 9:50 am
Hubbard, for Cash Zone, LLC d/b/a Cash Biz, Respondent.Patrick E. [read post]
21 Sep 2018, 2:32 pm
As alleged in the Complaint, this practice, referred to in the securities industry as “cherry-picking”, amounts to an impermissible allocation of trades in violation of various securities laws, including Sections 209(d), 209(e)(1), and 214 of the Investment Advisers Act of 1940 (“Advisers Act”). [read post]
14 Sep 2018, 6:12 am
Macey (Yale Law School) and Leo E. [read post]
5 Sep 2018, 3:58 am
His company has had no trouble and he has had no trouble because he is legal and secure. [read post]
28 Aug 2018, 8:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
21 Aug 2018, 12:09 pm
Wilson, Supervisor, USPTO Midwest Regional Office Cynthia Henderson, Attorney Advisor, USPTO 9:15 – 9:30 The Future of Intellectual Property in China Elaine Wu, Senior Counsel for China, OPIA, USPTO 9:30 – 10:30 Overview of Intellectual Property Protection in China Moderator: Cynthia Henderson, Attorney Advisor, USPTO How to Protect your Trademark in China and Avoid Pitfalls: Dan Chen, Senior Partner, Unitalen Patent Protection… [read post]
23 Jul 2018, 1:02 pm
Homero Joshua Garza, GAW Miners, LLC, et al., Civil Action No. 3:15-cv-01760 (D. [read post]
16 Jul 2018, 7:32 am
From 2003 to 2004, Reynolds was registered with E*Trade Securities LLC. [read post]
2 Jul 2018, 2:34 pm
From November 2007 to October 2008, Fischer was registered with E*Trade Securities LLC. [read post]
