Search for: "EQUITY RESOURCES, LLC" Results 261 - 280 of 489
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2 Aug 2016, 2:38 pm
Jacksons moving his funds into 11 private equity funds. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
6 Jun 2016, 12:50 pm by Michael B. Stack
Then finally about equity or the fairness of the current work comp system. [read post]
6 Jun 2016, 12:13 pm by Thompson & Knight LLP
  The agreement contemplates a plan that would include, amongst others, a debt- for-equity conversion. [read post]
27 May 2016, 6:12 am
Creditor Rights, Claims Enforcement, and Bond Returns in Mergers and Acquisitions Posted by Luc Renneboog, Tilburg University, on Friday, May 20, 2016 Tags: Bankruptcy, Bondholders, Bonds, Credit exposure, Cross-border transactions, Debt, Debtor-creditor law, Europe,International governance, Legal systems, Merger announcements, Mergers & acquisitions, Risk arbitrage, Takeover premiums, Takeovers Prioritizing Cybersecurity: Five Questions for Portfolio Company Boards Posted by Glenn Davis,… [read post]
17 May 2016, 10:46 am by SHG
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
25 Apr 2016, 5:53 am by SHG
Contrary to what you may hear, law enforcement and judicial resources are not infinite. [read post]
23 Apr 2016, 8:43 am by Adam Weinstein
  According to Brokercheck records, Charles Frieda (Frieda) currently with Wells Fargo Advisors, LLC (Wells Fargo) and operating from their offices in Irvine, California has recently received at least 17 customer complaints with similar allegations that the broker overconcentrated them in oil and gas equities, preferred stock, and debt. [read post]
13 Mar 2016, 6:07 am by Adam Weinstein
The investment attorneys of Gana LLP have brought a claim on behalf of an investor who suffered a loss of nearly all of their assets due to investments made by their Wells Fargo Advisors, LLC (Wells Fargo) advisor, Andrew Kevlahan (Kevlahan), almost exclusively in master limited partnerships (MLPs), Business Development Corporations (BDC), commodities linked investments, and other private equity high yield funds. [read post]
13 Mar 2016, 5:18 am by Adam Weinstein
According to Brokercheck records, George Merhoff (Merhoff) with Cetera Advisors LLC (Cetera) has recently received at least one customer complaint alleging overconcentrated positions in oil and gas equities. [read post]
11 Mar 2016, 7:55 pm by Adam Weinstein
According to Brokercheck records, William Berg (Berg) with Wells Fargo Advisors, LLC (Wells Fargo) has recently received a customer complaint alleging overconcentrated positions in oil and gas equities. [read post]
5 Mar 2016, 12:10 pm by Adam Levitin
 The automatic stay would obviously apply to the Delaware LLC co-issuer. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
After attending the PLUS D&O Symposium  some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
16 Feb 2016, 11:47 am
The complexity of advisory exams has become increasingly demanding after Congress gave the agency new powers to monitor hedge funds and private equity funds in 2010.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
12 Feb 2016, 6:03 am
Borden, Cooley LLP, on Thursday, February 11, 2016 Tags: Antitrust, Arbitrage, Boards of Directors, Director liability, Duty of loyalty, Fiduciary duties, Financial advisers, Firm valuation, Going private, Indemnification, Merger litigation, Mergers & acquisitions, Private Equity, Shareholder activism,Shareholder suits [read post]
12 Feb 2016, 6:03 am
Borden, Cooley LLP, on Thursday, February 11, 2016 Tags: Antitrust, Arbitrage, Boards of Directors, Director liability, Duty of loyalty, Fiduciary duties, Financial advisers, Firm valuation, Going private, Indemnification, Merger litigation, Mergers & acquisitions, Private Equity, Shareholder activism,Shareholder suits [read post]
21 Jan 2016, 8:46 am by Arina Shulga
This new entity type allows companies to legally use their resources to advance a public purpose that they believe in, while working towards increasing company revenue. [read post]
18 Jan 2016, 2:05 pm by D. Daxton White
For a business to qualify as an MLP, the IRS requires that at least 90% of its revenue come from the natural resources industry or real estate. [read post]