Search for: "Exchange Bank"
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20 May 2015, 4:43 pm
Citicorp, JPMorgan Chase & Co., Barclays PLC, and The Royal Bank of Scotland plc have agreed to plead guilty to conspiring to manipulate the price of U.S. dollars and euros exchanged in the foreign currency exchange (FX) spot market and the banks have agreed to pay criminal fines totaling more than $2.5 billion. [read post]
23 Apr 2019, 9:53 am
According to FinCEN’s order, the respondent’s virtual currency exchange operated as an unregistered money service business (“MSB”), had no written policies or procedures for ensuring compliance with the Bank Secrecy Act (“BSA”), and failed to report both suspicious transactions and currency transactions. [read post]
21 Feb 2023, 12:21 pm
Securities and Exchange Commission (SEC) announced the establishment of a $178.6 million Fair Fund to be distributed to investors harmed in Danske Bank’s historic money laundering scheme. [read post]
14 Jul 2023, 11:46 am
The banks are required to do this in order to avoid a hefty 30 percent tax penalty on their US holdings. [read post]
21 Jan 2022, 4:29 am
It suggests the monitoring of transactions by Russian citizens on foreign crypto exchanges and the use of alternatives like the planned ‘digital ruble’, a central bank digital currency (CBDC). [read post]
23 Feb 2011, 9:30 am
Thus, in any final rule, the Commission should state clearly that neither Section 975 nor its implementing regulations reach traditional bank products and services, including but not limited to those defined in Section 3(a)(4)(B)(i)–(x) of the Exchange Act.. [read post]
5 Apr 2022, 8:50 am
On 4 April 2022, the Financial Conduct Authority (FCA), Bank of England (BoE) and the Prudential Regulation Authority (PRA) published a joint statement on the London Metal Exchange (LME) and LME Clear. [read post]
7 Jul 2017, 2:57 am
Circuit splits over constitutionality of SEC administrative law judges” [Jonathan Adler, Thaya Brook Knight] “One Loss before ALJ Doesn’t Unmake SEC’s Home-Court Advantage” [Stephen Bainbridge, WLF] Earlier here; “The case for pruning the shareholder proposal regime” [Stephen Bainbridge] Amid feds’ push to cut banking access for cannabis business, PNC Bank closes long-term accounts of advocacy group Marijuana Policy Project… [read post]
13 Dec 2021, 10:13 am
Pressure on foreign exchange markets prompted central bank officials to close Saraye Shahzada (the money services provider and foreign exchange dealers of Afghanistan) today just moments after the dollar was announced. [read post]
8 Jan 2014, 8:05 pm
Still money left in that piggy bank: Justice Department shakes $1.7 billion out of J.P. [read post]
8 Oct 2009, 12:59 pm
“The U.S. dollar continued to tumble Thursday, prompting a wave of foreign-exchange intervention by central banks in South Korea, Taiwan, the Philippines and Thailand seeking to limit damage to their export industries. [read post]
7 Apr 2017, 9:28 am
The Commission has now adopted a Delegated Regulation supplementing MiFIR as regards the exemption of certain third countries’ central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements. [read post]
25 Sep 2020, 7:00 am
Securities and Exchange Commission (SEC) announced that it has adopted rules to update and expand the statistical disclosures that bank and savings and loan registrants provide to investors. [read post]
7 Jun 2018, 9:28 am
On 6 June 2018, the Single Resolution Board (SRB) published a memorandum of understanding (MoU) between itself and the European Central Bank (ECB). [read post]
2 Aug 2012, 7:58 am
In exchange for the money, and to avoid jail, he agreed to set up Banks, he said. [read post]
14 Nov 2011, 12:38 am
The complaint alleges that the defendants’ misrepresented the holding company’s financial condition throughout the class period in violation of the Sections 10 and 20 of the Securities Exchange Act of 1934. [read post]
13 Nov 2013, 4:55 am
Mobile banking units for access to financial accounts during catastrophes are prevented in another patent. [read post]
3 Sep 2010, 9:00 am
Banks and financial institutions - The Central Bank of Burma (Myanmar) is reported to have issued a number of directives in recent months on newly privatized banks, as the government continues its large-scale privatization of state-owned businesses. [read post]
7 May 2012, 2:39 am
Broadway National Bank Foreign Account Tax Compliance Act (FACTA) in Korea Korea New Exchange (KONEX) Basics Mergers & Acquisition Arbitration Matters under Korean Law at the KCAB Korean Legal Trends for 2011 File Your U.S. [read post]
1 Jul 2009, 12:53 pm
State Street Bank and Trust Co. received a so-called "Wells" notice from the SEC tied to the ongoing investigation by the SEC into disclosures and management of the bank's fixed-income investments during 2007 and earlier periods. [read post]
