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30 Jan 2022, 6:30 am
The aim is to generate an informed debate about the value of public consultation and reason-giving in justifying executive policymaking in representative democracies. [read post]
10 Oct 2023, 12:41 pm
And we’ve heard directly from our people the impact it has made, as PwCer Julie Schenck in Consulting Solutions, shared that “participating in PwC’s student loan paydown program gave me more financial freedom to do more of what I loved outside of work. [read post]
1 Feb 2023, 12:22 pm
What’s more, bank executives knew about the fraud for years before they put a stop to it. [read post]
4 Aug 2019, 10:59 pm
ASIC consults on relief for foreign providers of funds management services to Australian professional investors On 3 July 2019 ASIC issued Consultation Paper 315 proposing to extend the current licensing relief for foreign financial service providers (FFSP) in Australia, while it further consults on the new licensing relief that will apply to FFSPs. [read post]
30 Jan 2013, 10:00 am
The SEC charged a former executive at New York-based broker-dealer Jefferies & Co. with defrauding investors while selling mortgage-backed securities (MBS) in the wake of the financial crisis so he could generate additional revenue for his firm.According to the SEC’s complaint filed in federal court in Connecticut, the former executive arranged trades for customers as part of his job as a managing director on the MBS desk at Jefferies. [read post]
15 Nov 2022, 9:23 am
Please call the offices at 888-637-5510 for a free consultation. [read post]
24 May 2024, 7:34 am
The consultation included a draft handbook containing updated wording on conduct rules, fitness and propriety and regulatory references, making clear that non-financial misconduct should be treated no differently to other types of misconduct. [read post]
4 Oct 2008, 2:34 am
Those who were in the industry and actually experienced the Executive Life Insurance Company (CA) debacle know an entirely different story than Forge Consulting paints. [read post]
1 Aug 2017, 8:13 am
UBS Financial Services Inc. [read post]
15 Jul 2015, 11:07 am
If you have suffered damages stemming from the purchase of mutual funds, contact Lax & Neville LLP today at (212) 696-1999 and schedule a consultation. [read post]
15 Feb 2017, 12:32 pm
Although he acknowledged that the Chief Justice has promised that the justices “consult” the code, he maintained that mere consultation is insufficient. [read post]
25 Sep 2023, 12:48 pm
On 25 September 2023, the FCA published a speech by Sarah Pritchard, its Executive Director for Markets and Executive Director for International, delivered at the City and Financial Global: Future of UK Capital Markets Regulation event. [read post]
17 Nov 2011, 5:28 am
For planning purposes and to accommodate all who want to attend the consultation, please RSVP to Rita Homa, Executive Secretary, at (202) 418-9807 or by e-mail at consultation.rsvp@nigc.gov. [read post]
12 Dec 2010, 10:00 am
" Press release Press conference Frequently Asked Questions Text of the Communication Consultation Impact assessment Executive Summary Full text [read post]
29 Jan 2019, 5:06 am
Contact SSEK Law Firm and ask for your free, no obligation case consultation. [read post]
3 Oct 2022, 6:29 am
Financial instruments The interaction of trading interests must be in financial instruments. [read post]
11 Nov 2009, 4:14 am
Finally, the SEC would be required to conduct a study on the use of compensation consultants - Executive Compensation Disclosure (Section 954) - The bill would require the SEC to amend Item 402 of Regulation S-K to require disclosure of information showing the relationship between executive compensation and the company's financial performance and a pictorial comparison of the amount of executive compensation and the company's… [read post]
3 Dec 2009, 8:00 am
Goldman has certainly done well during the financial crisis. [read post]
23 Feb 2011, 1:26 pm
Under the new law, a company’s engagement of a remuneration consultant must be approved by the board or remuneration committee and the remuneration consultant must report to the non-executive directors (unless the board consists only of executive directors) or the remuneration committee (unless the company does not have a remuneration committee), rather than company executives. [read post]
5 Dec 2022, 3:43 am
'Amid Stonewalling, Whistleblower Tips to SEC Dry Up' by On The Merits (Bloomberg Podcast)Time To Overhaul SEC Whistleblower Program (BrokeAndBroker.com Blog)DOJ RELEASESChief Technology Officer Of Blockchain Company Charged With Scheme To Defraud The Company Of Over $1 Million And Cryptocurrency (DOJ Release)California Executive Compensation Consultant Sentenced To Prison For Committing Insider Trading (DOJ Release)Chief Financial Officer Of Global Public… [read post]
