Search for: "Fleming, in the Matter of" Results 261 - 280 of 319
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21 Oct 2021, 6:35 am by John Jascob
SEC Investor Advocate Rick Fleming also has spoken on the question of whether gamification features in trading platforms could rise to the level of a recommendation under Regulation Best Interest.A market structure item at the proposed rule stage would address “payment for order flow, best execution (amendments to Rule 605), market concentration” and other matters. [read post]
9 Nov 2022, 4:00 am by Administrator
“[I]n matters concerning child support, the required disclosure arises at the outset and continues to be the obligation of the disclosing parent”: Cunningham at para 26. [read post]
11 Jul 2023, 2:30 pm by Derek Fincham
The question of whether the museum’s bronze head can be proven to go with that particular body is a secondary matter. [read post]
5 Jun 2008, 1:22 pm
Fleming, Civil War and Reconstruction in Alabama 742-43 (The Reprint Co. 1978) (1905). [read post]
29 Apr 2018, 3:03 pm by Kevin LaCroix
In a February 24, 2018 speech, Rick Fleming, Investor Advocate at the SEC, called mandatory arbitration of shareholder claims “an illusory remedy. [read post]
20 May 2022, 10:52 am by Eugene Volokh
The following day, Joel Fleming, a Massachusetts resident with no connection to FDRLST Media, filed an unfair labor practice charge with the Board's New York Region. [read post]
12 Dec 2007, 7:11 pm
Similarly, at Managed Care Matters, Joe Paduda writes about A tale of two health plans. [read post]
19 Aug 2012, 9:06 pm by J. Gordon Hylton
Also, it appears that he never attended law school (nor, for that matter, has he ever been a woman). [read post]
28 Nov 2022, 4:14 am by Emma Snell
Sam Fleming and David Sheppard report for the Financial Times. [read post]
15 Apr 2010, 2:16 am by David Harlow
at Managed Care Matters, which recounts the Clinton-era GOP support for the individual mandate that has been more recently reversed by the Republicans. [read post]
4 Feb 2023, 6:30 am by Guest Blogger
” Crucially, both Goodridge and Obergefell took an approach to constitutional interpretation that stressed realization over time of a constitution’s broad commitments or (as James Fleming has expressed it) its “aspirational principles. [read post]
13 Jan 2023, 6:30 am by Guest Blogger
Amid the sea-change in the tone of progressive constitutional theory, Jim Fleming seems an increasingly lonely liberal voice in echoing Ronald Dworkin’s famous call for the Supreme Court to read the Constitution to make it the “best” it can be. [read post]
26 Feb 2024, 6:30 am by Guest Blogger
For a long history that will never achieve popularity, what matters most are the opinions of those few who know. [read post]
9 Oct 2016, 4:07 pm by INFORRM
Ireland In the case of Ryanair Ltd v Fleming ([2016] IECA 265) the Irish Court of Appeal held that the natural forum for a libel claim against an Australian pilot by Ryanair was Australia. [read post]