Search for: "Frank v. Securities"
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10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]
19 Jul 2010, 12:43 pm
The Supreme Court in Jones v. [read post]
14 Jul 2011, 9:38 am
FRANKS of Arizona, Mr. [read post]
22 Sep 2011, 6:35 am
Jim Copland speaks with Harvey Pitt, former chairman of the Securities and Exchange Commission, about shareholder proposal trends over the last four years and how the SEC has changed since Dodd-Frank. [read post]
19 Apr 2012, 5:00 am
SEC v. [read post]
1 Oct 2012, 6:46 am
Even more detail abounds, but that can be left to securities and commodities experts. [read post]
15 Mar 2022, 3:26 pm
Congratulations to lawyers Alan Beck, Stephen Stamboulieh, and Frank Saccoccio on the victory. [read post]
10 Nov 2010, 2:41 pm
The final panel of the first day of the Securities Regulation Institute is here to discuss key changes and best practices in disclosure in light of Dodd-Frank and other developments. [read post]
27 Jun 2011, 11:45 pm
Supreme Court decision in Morrison v. [read post]
1 Jun 2011, 10:11 am
Section 926 of the Dodd-Frank bill required the SEC to adopt rules that disqualify securities offerings involving certain “felons and other ‘bad actors’” from reliance on the safe harbor from Securities Act registration provided by Rule 506 of Regulation D. [read post]
3 Jul 2018, 6:25 am
In Lucia v. [read post]
9 Feb 2016, 7:47 am
The court also dismissed the employee’s Dodd-Frank anti-retaliation claim, finding the Fifth Circuit’s reasoning in Asadi v. [read post]
1 Nov 2016, 9:45 am
Under Chevron, U.S.A., Inc. v. [read post]
13 May 2011, 6:00 am
This Sheppard Mullin blog posts discusses the failed votes, trends for say-on-frequency, and the commencement of say-on-golden parachutes voting. 4) Dodd-Frank.com: First Dodd-Frank Whistleblower Case May Impact Internal Investigations - In this post, Steve Quinlivan discusses the Egan v. [read post]
31 Oct 2011, 3:36 pm
Law Lessons from FRANK FALKOWSKI V. [read post]
5 Jul 2011, 6:03 am
For good measure, however, the court noted Quail Cruises Ship Mgmt. v. [read post]
5 Jul 2011, 6:03 am
For good measure, however, the court noted Quail Cruises Ship Mgmt. v. [read post]
23 Feb 2018, 6:15 am
Yesterday [February 21, 2018], SCOTUS handed down its decision in Digital Realty v. [read post]
3 Nov 2017, 11:03 am
Somers v. [read post]
22 Sep 2017, 9:02 am
The Chamber of Commerce and its Wall Street allies want to strip all employees who report securities frauds internally to their compliance departments or managers from protection under the Dodd-Frank Act’s (DFA) whistleblower law. [read post]
