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4 Aug 2021, 12:37 pm by Tom Smith
WASHINGTON—The Securities and Exchange Commission will regulate cryptocurrency markets to the maximum extent possible using its existing authority, Chairman Gary Gensler said Tuesday, while also calling on Congress to grant the agency more scope and resources to oversee the sector. [read post]
3 Aug 2021, 7:35 am by John Jascob
By Amanda Maine, J.D.SEC Chair Gary Gensler fired back at the People’s Republic of China, which recently placed restrictions on China-based companies raising capital offshore. [read post]
2 Aug 2021, 9:23 am by Frei, Mims and Perushek, LLP
In December 2018, partner Gary Brooks Mims won a default judgment of $468,000, when Emergency Medical Associates (EMA) failed to respond to the medical malpractice lawsuit. [read post]
23 Jul 2021, 4:00 am by Jim Sedor
National/Federal 2020 Presidential Polls Suffered Worst Performance in Decades, Report Says MSN – Dan Balz (Washington Post) | Published: 7/18/2021 Public opinion polls in the 2020 presidential election suffered from errors of “unusual magnitude,” the highest in 40 years for surveys estimating the national popular vote and in at least 20 years for state-level polls, according to a study. [read post]
15 Jul 2021, 2:54 pm by Kevin LaCroix
District Court for the District of Maryland granted dismissal of the defendant’s motion to dismiss with prejudice in a memorandum opinion that details the plaintiffs’ Rule 10b-5 claim deficiencies.[11]   According to Kevin LaCroix of the D&O Diary, “[i]f nothing else, the opinions demonstrated that plaintiffs seeking to assert D&O claims based on cybersecurity incidents face an uphill battle. [read post]
13 Jul 2021, 5:54 am by Danielle Parker
On March 24, United States District Judge Mary Kay Vyskocil granted the motion to permit the DOJ to intervene in the CFTC case for the purpose of seeking a stay of discovery, further noting that the DOJ is permitted to file a motion to stay discovery after the defendants have responded to the complaint. [read post]
The subcommittee will hear testimony from Gary Rasicot, acting assistant secretary of homeland security for countering weapons of mass destruction, and Christopher Currie, director of the homeland security and justice team at the Government Accountability Office. [read post]
8 Jul 2021, 9:03 pm by Joe Whitworth
Gary Gould, chair at the Association of Port Health Authorities, said several border control posts have indicated they won’t be ready by Jan. 1. [read post]
21 Jun 2021, 6:14 am by John Jascob
Under the policy announced by Lee, the waiver issue has been returned to the Divisions of Corporation Finance and Investment Management and makes clear that issuers that settle with the SEC should not assume that a WKSI waiver will be granted, Levine advised. [read post]
7 Jun 2021, 9:29 am by William Ford, Christiana Wayne
Gary Thomas, assistant commandant of the Marine Corps; and Gen. [read post]
7 Jun 2021, 3:30 am by John Jenkins
The SEC, which is also responsible for hiring the PCAOB’s leaders, may grant her wish. [read post]
1 Jun 2021, 8:43 am by Kevin Scott and Donna Ruscitti
The Supreme Court said “no,” citing Section 13(b) itself which references only a “permanent injunction,” and the conditional grant of equitable monetary authority under Section 19 of the FTC Act which only permits such relief after the FTC and an administrative law judge have issued a final cease and desist order. [read post]
30 May 2021, 6:16 am by Matthew L.M. Fletcher
” Choctaw Nation: “An Open Letter From Chief Gary Batton. [read post]
24 May 2021, 5:49 pm by Allan Blutstein
And I do grant there’s a variety of factors that could have influenced the requesting community, as Kevin suggests. [read post]
10 May 2021, 2:59 pm by Geoff Schweller
On April 14, Gary Gensler was confirmed as the new Chair of the SEC. [read post]
10 May 2021, 2:56 am by Liz Dunshee
SEC Chair Gary Gensler also said last week before the House Financial Services Committee that the Commission would likely propose disclosure rules later this year. [read post]