Search for: "Global Markets and Investment Banking Group"
Results 261 - 280
of 1,477
Sorted by Relevance
|
Sort by Date
28 May 2010, 9:20 pm
According to the Financial Industry Regulatory Authority, Citigroup Global Markets Inc. has consented to pay $1.5 million in disgorgement and fines for failing to properly supervise broker Mark Singer and his handling of trust funds belonging to two cemeteries. [read post]
18 Aug 2016, 11:05 am
In 2016 the Pension Fund Global Investments manager, Norges Bank, distributed its Global Voting Guidelines. [read post]
1 Aug 2009, 4:48 am
By then, the TG Group's total industrial investment in Qingbaijiang district will reach 440 million US dollars. [read post]
5 Jan 2018, 4:00 am
It also highlights the need to safeguard core interests of sovereignty and territory, as well as protect the resources, markets, and citizens abroad needed for national development. [read post]
7 Mar 2012, 8:40 am
” A leading industry group, the Securities Industry and Financial Markets Association (SIFMA) expressed similar reservations. [read post]
7 Feb 2024, 9:01 pm
Hsu (available here) during which he reiterated the Acting Comptroller’s views that “[the OCC] needs to build a better mousetrap so that healthy mergers get approved while unhealthy mergers get rejected,” and to do so the OCC needs to revise its analytical framework to deepen its evaluation of a bank merger’s effect on market concentration, financial stability and the convenience and needs of the communities served. [read post]
UK Parliamentary Committee Hears Testimony on Audit Concentration and Joint Audits from the Big Four
6 Dec 2010, 4:40 pm
Part of the solution also has to be for the second tier firms to really rise up and continue to invest to build the global network that the Big Four are part of. [read post]
17 Jan 2014, 9:57 am
To optimize investment results, market research and due diligence are critical. [read post]
17 Jan 2014, 9:57 am
To optimize investment results, market research and due diligence are critical. [read post]
19 Mar 2017, 8:58 am
Following the lead of Chile, and with the patronage of IFIs, these SWFs have begun to serve objectives as and with development banks both within and beyond their home state. [read post]
21 May 2019, 3:05 am
We had a lively discussion with a group of banks, market infrastructures and technology companies about what tokenisation really means, what are the real benefits and what the challenges are to widespread adoption. [read post]
30 Mar 2017, 9:44 am
” Statement of Global Initiative for Economic, Social and Cultural Rights to UN Human Rights Council • How might these obligations constrain borrowers? [read post]
30 Dec 2010, 4:39 pm
“Foreign partners are seeing they will have to sometimes sacrifice or share the benefits of the global market with the Chinese partner,” says R [read post]
3 Mar 2010, 6:14 am
A global consensus has now emerged that too-big-to-fail is the biggest single threat to our bank system. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
25 May 2017, 12:11 pm
Hizballah has emerged as a key bulwark of the Syrian regime, and Hizballah operatives work with Iran globally to prepare and conduct terrorist attacks. [read post]
15 Jan 2014, 12:11 am
It is a global and decentralized market. [read post]
2 Jul 2021, 11:47 am
Under the new proposal, the People’s Bank of China would allow Ant to develop a new credit scoring system. [read post]
26 Sep 2016, 5:00 am
By Amy Leisinger, J.D.The Investment Company Institute and SIFMA’s Asset Management Group have filed comments in response to the Financial Stability Board’s proposed recommendations regarding vulnerabilities in the asset management industry. [read post]
30 Dec 2010, 1:01 pm
Silicon Valley venture capital groups that identified green energy as a big opportunity are playing it down and turning to social media. [read post]