Search for: "Goldman Sachs & Co"
Results 261 - 280
of 934
Sort by Relevance
|
Sort by Date
3 Apr 2014, 4:16 am
Now Online at BrokeAndBroker.com:FULL-TEXT Ninth Circuit Opinion in Goldman, Sachs & Co. v. [read post]
26 Mar 2014, 2:44 pm
While FINRA claims to do extensive background checks on its arbitrators, this is not the first time that a FINRA arbitrator has been found to have filed misleading information with FINRA, and it is not the first time that FINRA has failed to uncover the false information, and, sometimes awards have been overturned.One of the most significant cases to date is Goldman Sachs & Co., et al. v. [read post]
14 Mar 2014, 12:59 am
This doesn't reflect favorably on Goldman Sachs at all, and Google did the world a service by naming and shaming Goldman Sachs for its involvement with patent trolling. [read post]
3 Mar 2014, 4:16 am
After recalling that at the time of Berkshire’s acquisition of BNSF in 2009 – in the midst of “the gloom of the Great Recession” – he called the transaction an “all-in wager on the economic future of the United States,” Buffett said that he and the Berkshire co-Chair Charlie Munger “have always considered a ‘bet’ on ever-rising U.S. prosperity to be very close to a sure thing. [read post]
27 Feb 2014, 3:34 am
Nevertheless, the formation of the Shareholder-Director Exchange is in and of itself a positive development if for no other reason than to stand in stark contrast to the hawkish approach that has for years been championed by firms, such as Wachtell, Lipton, Rosen & Katz LLP ("Wachtell Lipton") and Goldman, Sachs & Co., who have made fortunes from corporate conflicts by spreading the implementation of entrenchment devices, like the poison pill and staggered board. [read post]
24 Feb 2014, 4:30 am
Here are the key facts, as recounted by the NY appellate court in the linked-to case above: During the time Sofia Frankel was employed as a broker for Goldman Sachs & Co., plaintiffs entrusted her with some $19 million to invest on their behalf, and they remained her clients when she later left Goldman to join Lehman Brothers, Inc. [read post]
18 Feb 2014, 12:19 pm
In 2012, the group helped organize a support letter signed by more than 50 financial professionals, including former executives from Goldman Sachs, JP Morgan, Progressive Insurance, AXA Investment Managers and NYSE Euronext. [read post]
4 Feb 2014, 11:00 pm
Goldman Sachs Faces $1Billion Suit Over Collateralized Debt Obligation An appellate court in Manhattan upheld a 2012 ruling denying Goldman Sachs’ motion to dismiss fraud claims trying to throw out claims of negligent misrepresentation, unjust enrichment and rescission. [read post]
4 Feb 2014, 11:15 am
Plaintiff sued The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
3 Feb 2014, 10:59 am
Goldman, Sachs & Co. [read post]
25 Jan 2014, 9:46 am
.; Goldman Sachs Group, Inc.; JPMorgan Chase & Co.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company. [read post]
15 Jan 2014, 12:11 am
., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
14 Jan 2014, 1:01 am
The result was an increase in inquiries made by the SEC, not to mention several significant enforcement actions, including a withering assault on insider trading; settled actions against banks, including most notably Goldman Sachs, relating to complex structured products; and a high-watermark in FCPA-related enforcement actions. [read post]
3 Jan 2014, 9:57 am
Goldman Sachs & Co., 693 F.3d 145 (2d Cir. 2012), Judge Baer allowed claims filed more than three years after the statute of repose, but which shared the “same set of concerns” as timely filed claims, to proceed. [read post]
18 Dec 2013, 6:18 am
One successful example in FY 2013 is the favorable verdict obtained at trial against former Goldman Sachs Vice President Fabrice Tourre, who was found liable for his role in marketing a CDO. [read post]
15 Nov 2013, 11:00 am
See Goldman Sachs & Co., Inc., SEC No-Action Letter, avail. 6/20/13, http://www.sec.gov/divisions/investment/noaction/2013/goldman-sachs-062013-iarule204-3.htm. [read post]
11 Nov 2013, 3:39 am
Blankfein: Demand Not Excused The next case involving derivative claims and demand futility stems from investment bank Goldman Sachs Group, Inc. [read post]
7 Nov 2013, 7:53 am
Investment Strategist at Goldman Sachs; and ….5:30-6:45 p.m.Evening Keynote address by Sir Mervyn King, former head of the Bank of England, Distinguished visiting professor at New York University Law School.6:45-7:45 p.m.Cocktail Reception7:45-8:15 p.m.As you can see, I am chairing Panel 2, at 4 pm (right after teaching a two-hour class), with an eminent panel featuring Len Burman, Fred Goldberg, and Michael Graetz. [read post]
5 Nov 2013, 12:23 am
Background Goldman, Sachs & Co is a broker-dealer limited liability partnership organized under New York law. [read post]
23 Oct 2013, 7:30 am
The former Goldman Sachs employee also claims she was pushed up against a wall, kissed, and groped by a male colleague. [read post]
