Search for: "INTEGRATED CAPITAL, LLC"
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12 Aug 2009, 10:10 am
Boyd Page of Page Perry, LLC, observed "The recent flurry of activity by the SEC will be extremely positive for investors and our capital markets if it follows through on its commitment to protect the honesty and integrity of the market. [read post]
12 Feb 2016, 6:03 am
Wilcox, Sodali, on Tuesday, February 9, 2016 Tags: Accountability, Board dynamics, Board meetings, Boards of Directors, Decision making, Engagement, Fiduciary duties, Institutional Investors, Integrated reporting, Long-Term Value, Management, Materiality, Oversight, Risk,Shareholder activism, Shareholder meetings, Shareholder rights, Shareholder value, Transparency Mergers and Acquisitions—2016 Posted by Andrew R. [read post]
3 May 2010, 4:49 am
Of course, there's a huge integrity gap as well. [read post]
18 Jan 2012, 2:40 pm
The seven defendants who exchanged information regarding Dell are: • investment analyst Sandeep ""Sandy" Goyal, who obtained Dell quarterly earnings information and other performance data from an insider at Dell before earnings announcements in 2008; • analyst Jesse Tortora of Diamondback Capital Management LLC ("Diamondback"), who was tipped by Mr. [read post]
12 Feb 2016, 6:03 am
Wilcox, Sodali, on Tuesday, February 9, 2016 Tags: Accountability, Board dynamics, Board meetings, Boards of Directors, Decision making, Engagement, Fiduciary duties, Institutional Investors, Integrated reporting, Long-Term Value, Management, Materiality, Oversight, Risk,Shareholder activism, Shareholder meetings, Shareholder rights, Shareholder value, Transparency Mergers and Acquisitions—2016 Posted by Andrew R. [read post]
29 May 2024, 3:03 am
Instead of using the “core factors” set forth in the Prior Rule, the Final Rule returns to a totality-of-the-circumstances, economic reality test in which all of the following factors are equally considered: the worker’s opportunity for profit or loss; whether any investments by a worker are capital or entrepreneurial in nature; the permanency of the work relationship; the nature and degree of the employer’s control over key aspects of the performance of… [read post]
27 Feb 2008, 10:00 am
In a 5-3 opinion (Justice Breyer recused himself) authored by Justice Kennedy,the Court, in Stoneridge Investment Partners, LLC v. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
6 Aug 2014, 2:57 pm
In all of these cases, the fraudulent conduct of the defendants was obvious, and the SEC rightfully exerted jurisdiction to protect EB-5 investors and strengthen the integrity of the EB-5 investment program. [read post]
28 Oct 2015, 12:56 pm
See also LongPath Capital, LLC v. [read post]
7 May 2024, 7:35 am
Negligence involving GPB Capital Offerings November 2022 – According to FINRA, between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial negligently failed to disclose to investors crucial information regarding an offering related to GPB Capital Holdings, LLC. [read post]
27 Feb 2015, 6:15 am
When an LLC that owned the development borrowed money from the bank, it required the wives of the owners to sign the loan agreement, agreeing to be “primarily and unconditionally liable” for the debt, so the bank could pursue them first, before pursuing the LLC’s owners. [read post]
3 Mar 2015, 5:30 am
The costs of a merger, including all of the due diligence, preparation, and integration activities, can be very substantial. [read post]
6 Mar 2018, 8:01 am
That growth and the integration of blockchain the financial sector is expected to continue. [read post]
7 Feb 2024, 7:12 am
7269882 TO THE ROOT OF YIELD 7291384 PENCE MEDIA GROUP 7289684 RUOFF INSURANCE 7273966 MAYFAIR CAPITAL PARTNERS 7283933 UNIQUELEE CREATIONS 7262222 ZEN BUFFALO CO 7274302 NEW SHOE DAY 7291383 PENCE MEDIA GROUP 7293550 SEW VIVID DESIGNS 7262669 FALCON PINS 7263474 7291941 CARE. [read post]
23 Jun 2016, 4:25 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
3 Oct 2017, 1:03 pm
Not far away is Steve Case, the co-founder and former CEO of AOL, who now runs a Washington venture capital firm called Revolution LLC. [read post]
13 Oct 2023, 1:58 pm
Whistleblower Law Collaborative LLC, based in Boston, devotes its practice entirely to representing clients nationwide in bringing actions under the federal and state whistleblower laws and programs, False Claims Acts, and other whistleblower programs. [read post]
28 Nov 2010, 4:22 am
© 2010 Simple Justice NY LLC. [read post]
15 Oct 2011, 6:02 am
As discussed here, the SEC announced on Tuesday, September 27 that it had filed a settled administrative proceeding against RBC Capital Markets LLC, a broker-dealer, for misconduct relating to the sale of unsuitable investments (credit-linked notes that were tied to the performance of synthetic collateralized debt obligations or "CDOs") to five Wisconsin school districts. [read post]
