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19 May 2015, 12:54 pm
For those hotel developers seeking to access EB-5 financing, here are our recommended steps on the road to a successful EB-5 financing: 1. [read post]
19 May 2015, 12:54 pm
For those hotel developers seeking to access EB-5 financing, here are our recommended steps on the road to a successful EB-5 financing: 1. [read post]
30 May 2023, 9:05 pm
Overall, our results suggest that firms’ gender diversity does not seem to correlate with the decision to publicly release its EEO-1 form. [read post]
5 Feb 2018, 4:01 pm
Entrepreneurs are flooding the cryptocurrency market to execute ICOs since funding of ICOs does not require venture capitalists or angel investors. [read post]
25 Apr 2017, 3:34 am
Does your company allow insiders to voluntarily terminate a Rule 10b5-1 plan? [read post]
15 Mar 2022, 1:53 am
Fortunately, FINRA does provide an arbitration forum for investors to resolve such disputes. [read post]
28 Aug 2006, 2:28 pm
10. [read post]
16 Feb 2011, 10:00 pm
(d) Qualified Investor - For purposes of this section -- (1) IN GENERAL - The term “qualified investor” means an accredited investor, as defined by the Securities and Exchange Commission, investor network, or investor fund who review new or proposed businesses for potential investment. (2) INVESTOR NETWORK - The term “investor network” means a group of accredited investors organized for the sole… [read post]
11 Aug 2009, 2:35 pm
Indeed, ProShares registration statement provides hypothetical examples of fees that investors may encounter over 1-year, 3-year, 5-year and 10-year periods, according to the Complaint. [read post]
7 Dec 2009, 11:01 am
As a result, she noted that an investor has about a 10% chance of walking into an investment adviser who has been inspected by the SEC in the previous year. [read post]
25 Feb 2021, 9:00 am
Extrapolating the devastating findings from a 2020 study of the effects of a hypothetical federal financial transaction taxes (FTT) on investors, SIFMA said the effects of an STT on New York investors would be similar: (1) The STT cost would specifically be passed onto both large and small investors; (2) public and private pensions and retirement funds, charitable organizations, and everyday savers and investors would pay more to save; and (3) any tax on… [read post]
16 Jun 2017, 11:10 am
If the bill does not pass, they expect U.S. [read post]
10 Oct 2016, 1:05 pm
As the medical marijuana business grows and continue to grow, there are more and more companies and individual investors who are interested in getting in on their share of the profits which are approaching $1 billion by some estimates. [read post]
12 Jun 2023, 4:50 am
Firms will have to guess what the Commission feels is relevant, she said.Commissioner Uyeda remarked that the rule does not in fact sufficiently take into account the special features of security-based swaps. [read post]
8 Dec 2021, 5:16 am
” Through the SEC Whistleblower Program, qualified whistleblowers are entitled to a monetary award of 10-30% of funds recovered by the government when the sanctions that the government recovers exceed $1 million. [read post]
6 Apr 2011, 1:45 am
Gandin, 10 AD3d 353, 354; Pimpinello v. [read post]
2 Jul 2013, 1:52 am
Utah, 414 U.S. 538 (1974) (“American Pipe”), does not apply to the three-year statute of repose in Section 13 of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. [read post]
3 Jun 2015, 2:33 pm
The real regulators in this case are the secondary market investors, mortgage insurance companies, and the plaintiffs bar. [read post]
5 Jan 2018, 6:09 am
For the past 10-years, the marijuana legalization process has gained traction in the United States and other Western countries. [read post]
12 Jul 2013, 12:12 pm
Current Rule 506 Exemptions Rule 506(c) does not modify or repeal any of the current Rule 506 exemptions and issuers may still rely on those exemptions as written. [read post]
