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14 Mar 2023, 9:05 pm
We also examine whether any of the following means by which enhanced 8-K disclosures could positively affect innovation is supported by the data: (1) bolstering managers’ incentives to innovate; (2) facilitating investor monitoring; and (3) increasing innovation inputs. [read post]
14 Mar 2023, 5:31 am
However, this plan does not create an understanding of the current state of U.S. weapons use, movement, and theft in Ukraine. [read post]
12 Mar 2023, 1:52 pm
Lying to investors to inflate the value of the NFTs would certainly satisfy the requirements of Section 10(b) and rule 10b-5. [read post]
12 Mar 2023, 6:42 am
The bank’s investors may well be scrutinizing the bank’s statements in the lead up to the closure as well. [read post]
11 Mar 2023, 7:18 am
(This does not exclude the possibility that, once an Advisory Centre has been established and gained experience, additional tasks could be assumed by it, resources permitting.) [read post]
11 Mar 2023, 7:18 am
(This does not exclude the possibility that, once an Advisory Centre has been established and gained experience, additional tasks could be assumed by it, resources permitting.) [read post]
6 Mar 2023, 9:01 pm
It does not measure a company’s ability or resources to pay the attorneys, accountants, consultants, and internal staff to prepare Form 10-Ks, proxy statements, and other filings or to otherwise comply with the Commission’s disclosure rules. [read post]
6 Mar 2023, 1:56 pm
As of Jan. 1, 2023 RMDs from a traditional IRA must start by April 1 of the year after the fund participant turns 73. [read post]
5 Mar 2023, 9:01 pm
The term “proxy or information statement” does not include an annual report on Form 10-K, and C&DI 128D.01 clarifies that PVP disclosure is not required in 10-K filings. [read post]
2 Mar 2023, 12:53 pm
The complaint purports to be filed on behalf of investors who purchased the company’s securities between March 1, 2022, and May 11, 2022. [read post]
1 Mar 2023, 12:27 pm
My broker told me that in the last 12 years, all we ever lost is one year 1%. [read post]
24 Feb 2023, 3:51 am
Following the completion of the call until 10:59 p.m. [read post]
23 Feb 2023, 6:38 pm
What does CMS want to know about the facilities’ ownership and oversight? [read post]
22 Feb 2023, 1:07 pm
Many start with and later add investors to ongoing funds and matters. [read post]
20 Feb 2023, 9:05 pm
ENDNOTES 1 SEC v. [read post]
19 Feb 2023, 9:01 pm
(The SEC does not have a wire fraud statute to charge.) [read post]
15 Feb 2023, 8:42 am
Hawaii imposes a 10 percent marginal rate starting at $175,000 for single filers, while California does not do so until $312,686 (at a 10.3 percent rate). [read post]
14 Feb 2023, 9:02 pm
Question 128D.01 – Item 402(v) information is not required in Form 10-K, and will not be deemed incorporated by reference, except to the extent that the registrant specifically does so. 2. [read post]
14 Feb 2023, 9:05 am
Last year, for instance, the IRS answered only about 10 percent of the 73 million phone calls it received from taxpayers asking for help.[2] It does not have to be this way. [read post]
14 Feb 2023, 6:51 am
Accordingly, it recommends that Congress work to reverse the deleterious impact of decades of inflation on the existing net worth and income standards by raising the current income and net worth thresholds for natural persons and index those thresholds to inflation.NASAA also suggests that just as a person’s primary residence does not count towards the $1 million net asset threshold required for accredited investor status, Congress should add an exclusion for the… [read post]
