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4 Aug 2019, 11:36 am by admin
Young the Subject of Three Settled Customer Disputes Alleging Misrepresentations of CD’s Gregory Young allegedly offered a product that paid 7.75% interest for 7 months, and was a CD, and the product was reportedly purchased in April 2015, according to a Settled Customer Dispute. [read post]
4 Aug 2019, 11:36 am by admin
Young the Subject of Three Settled Customer Disputes Alleging Misrepresentations of CD’s Gregory Young allegedly offered a product that paid 7.75% interest for 7 months, and was a CD, and the product was reportedly purchased in April 2015, according to a Settled Customer Dispute. [read post]
3 Aug 2019, 4:00 pm by Sanjana
A subscription in the early to mid-’90s to the British edition of PC Magazine was treasured because of the CD-ROM’s that accompanied every issue, at a time I assembled PCs and was more interested in how things worked instead of just being happy they worked. [read post]
21 Jul 2019, 6:03 am by Gregory Forman
He also deposited some of these funds into jointly titled CDs and bank accounts. [read post]
16 Jul 2019, 12:00 am
For instance, a small estate that nonetheless owns 25 different stocks and bonds may generate more accounting fees than a larger estate that owns a primary residence, a bank account and a CD. [read post]
15 Jul 2019, 7:58 pm by Chris Castle
  Note: It’s almost impossible to buy a new car or laptop that plays a CD. [read post]
12 Jul 2019, 6:24 am by Joan Shear
  The longer ones were time-divided, since they contained more information than would fit on one CD. [read post]
8 Jul 2019, 6:45 am by Robert Kraft
There are investment options, like bonds, stocks, CDs and even owning a home. [read post]
28 Jun 2019, 8:09 am by Hollis Kelly
Parties can mitigate the risk of security being inadvertently released by expressly stating that any security interests are maintained on transfer. [read post]
19 Jun 2019, 7:37 am by Kristian Soltes
Customers with a checking, savings, money market or CD account from Discover Bank now can rest easy knowing their money will stay where they put it without fees for an occasional oversight or pressing need. [read post]
18 Jun 2019, 7:24 am by John Jascob
Specifically, says the Division and Commonwealth Secretary William Galvin, “the SEC’s Regulation Best Interest fails to define the key term ‘best interest’ and sets ambiguous requirements for how longstanding conflicts of interest in the securities industry must be addressed under the new rule. [read post]
18 Jun 2019, 6:33 am
In our prior memos The Rise of the Net-Short Debt Activist and Default Activism in the Debt Markets, we discussed the phenomenon of “Debt Default Activism,” in which investors purchase debt on the thesis that a borrower may already be in default, and then seek to profit from the alleged default, by, for example, triggering a credit default swap (or “CDS”) payout or trading various interests around the negative news generated by the default allegation. [read post]
27 May 2019, 8:05 am by ccollins
  The long period of historically low interest rates that has existed since at least 2008 has resulted in the creation of a number of brokerage firm products that are meant to combat the low return investors receive in traditional income investments, such as money markets or CDs, but provide similar safety. [read post]
26 May 2019, 6:11 pm by Colleen Baker
As it’s a holiday weekend, I’ll be brief and flag for readers one of the most intriguing news stories – given my research interests - that I came across this past week. [read post]
16 May 2019, 4:24 pm by Chris Castle
  Why drive fans away from higher margin CDs, vinyl or permanent downloads to a revenue share disaster on streaming? [read post]
14 May 2019, 8:01 am
 Further, the CDs of the album had been sold for some time by Intergroove without complaint, Mr Beatty had a substantial business in lawfull [read post]
4 May 2019, 11:45 am by Staff Attorney
  According to records kept by The Financial Industry Regulatory Authority (FINRA), Augusta’s customer complaints allege that Augusta sold his clients a variety of improper products including Puerto Rico municipal bonds, interest rate swap CDs (structured CDs), and other unsuitable debt securities. [read post]
30 Apr 2019, 3:04 am by Liz Dunshee
If you’re a cynic, you’re not alone… More on “Regulation G: Coming to a CD&A Near You? [read post]