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1 Oct 2019, 6:14 am by Carolina Attorneys
Attorney General Josh Stein, by Special Deputy Attorney General Keith Clayton, for the State-Appellee. [read post]
19 Aug 2019, 1:31 pm by Arthur F. Coon
  These firms are allegedly complicit in the scheme as they are willing to submit false CEQA reports for improper purposes. (8/7/19 Order re Motion to Dismiss, at 1:20-2:17.) [read post]
1 Aug 2019, 3:01 am by Broc Romanek
If you’re wondering what you should do, check that out… SEC Chair Clayton on Short-Termism & ESG Disclosure In this blog, Cooley’s Cydney Posner summarizes SEC Chair Clayton’s “E&S disclosure” thoughts captured recently in this “Directors & Boards” article. [read post]
19 Jul 2019, 2:55 am by Liz Dunshee
Bill says they’re seeking input from the community on how they might change their approach. [read post]
17 Jul 2019, 7:33 am by John Jascob
Meeks said that diversity is being driven by competition: when companies brag about what they’re doing, others want to do the same thing. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
9 Jul 2019, 2:10 pm by Astarita
”“The proposal highlights the ongoing collaboration between the two Commissions and our progress in harmonization of our respective regulatory regimes,” said SEC Chairman Jay Clayton. [read post]
9 Jul 2019, 2:39 am by Broc Romanek
Last week, SEC Chair Clayton issued this statement indicating that Enforcement will process settlement offers at the same time that “bad actor” waiver requests are made if so requested by the settling party. [read post]
25 Jun 2019, 4:00 am by James Côté
According to Clayton Christensen, there three potential strategies that law firms could use. [read post]
7 Jun 2019, 6:09 am
., on Monday, June 3, 2019 Tags: Benefit corporation, Blockchain, Corporate forms, Delaware law, Financial technology, Incorporations, LLCs, Partnerships, Public benefit corporations, State law Strategic Trading as a Response to Short Sellers Posted by Francesco Franzoni (USI Lugano), on Monday, June 3, 2019 Tags: Information environment, Institutional Investors, Market efficiency, Short sales Designing Pay Plans… [read post]
10 May 2019, 6:17 am
Senate Committee on Appropriations Posted by Jay Clayton, U.S. [read post]
24 Apr 2019, 9:00 pm
In attendance was the mother of fallen Salt River police officer Clayton Townsend who was hit and killed by a driver that police say was texting at the time of the crash. [read post]
18 Apr 2019, 2:42 pm by John Elwood
John Elwood reviews Monday’s relists. [read post]
9 Apr 2019, 3:00 am by Liz Dunshee
SEC Chair Gives Commission’s “MD&A” (And They’re Hiring) In the category of “leading by example,” SEC Chair Jay Clayton structured his remarks at yesterday’s “SEC Speaks” Conference in the form of an MD&A. [read post]
8 Apr 2019, 8:26 am by Unknown
“Whether you’re an experienced investor or new to the market, Investor.gov can help you identify questions and find answers. [read post]
4 Apr 2019, 12:46 pm by Jacques Singer-Emery
After the recap, Clayton Trivett, counsel for the government, asked if the commission had ruled on which portions of the discussion of Appellate Exhibits (AE) 600, 601 and 574 would be open and which closed. [read post]