Search for: "In the Matter of J.P."
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5 Feb 2015, 5:59 am
After leaving Westrock Advisors, Inc. in May 2007, Burns became registered with J.P Turner & Company, L.L.C. [read post]
4 Oct 2011, 8:34 am
Over the summer, the Fed released the final rule on the matter. [read post]
3 Nov 2015, 6:23 am
From February 2010, until August 2011, Pizzimenti was a registered representative of J.P. [read post]
6 Nov 2019, 4:01 am
Mastro, J.P., Roman, Hinds-Radix and Maltese, JJ., concur. [read post]
4 Jun 2007, 1:14 am
Vault Leasing NASSAU COUNTYTrusts and EstatesMother Denied Leave to Withdraw Funds on Deposit For Sole Benefit of Daughter for Purchase of Home Matter of Charles v. [read post]
1 Dec 2008, 10:06 pm
That is often a warrant issued by a J.P. [read post]
2 Oct 2011, 7:23 am
The article also cited a recent enforcement matter filed in federal court in New York on June 21, 2011 as "the biggest example in the SEC's change in tactics. [read post]
5 May 2015, 7:03 am
Decker entered the securities industry in 2006 with brokerage firm J.P. [read post]
19 May 2011, 5:39 pm
Goldman is also being investigated by the Justice Department over matters “similar” to a European Commission probe into anti-competitive practices involving credit default swap transactions. [read post]
6 Nov 2008, 6:01 am
That's because when J.P. [read post]
15 Jul 2009, 7:11 am
After the case got shifted twice to different judges, the matter landed in the lap of Reagan appointee J.P. [read post]
16 Dec 2015, 7:44 am
Lax & Neville LLP has nationally represented small broker-dealers, financial services professionals and securities industry companies in regulatory matters and securities-related and commercial litigation. [read post]
14 Feb 2024, 6:00 am
Decided and Entered: February 08, 2024 Before: Manzanet-Daniels, J.P., Kern, Friedman, O'Neill Levy, Michael, JJ. [read post]
17 Jun 2022, 9:09 pm
Decided and Entered: June 14, 2022 Before: Webber, J.P., Gesmer, Oing, Singh, Kennedy, JJ. [read post]
15 May 2024, 10:00 am
Corp., 18 NY3d 499, 503 [2012]), the custodian engineer's generalized testimony that she would regularly test the door and determine that it was functioning safely and properly, by itself and without any expert analysis, failed to establish, prima facie, defendant's entitlement to judgment as a matter of law (see Lugo v Belmont Blvd. [read post]
14 Feb 2024, 6:00 am
Decided and Entered: February 08, 2024 Before: Manzanet-Daniels, J.P., Kern, Friedman, O'Neill Levy, Michael, JJ. [read post]
15 May 2024, 10:00 am
Corp., 18 NY3d 499, 503 [2012]), the custodian engineer's generalized testimony that she would regularly test the door and determine that it was functioning safely and properly, by itself and without any expert analysis, failed to establish, prima facie, defendant's entitlement to judgment as a matter of law (see Lugo v Belmont Blvd. [read post]
17 Jun 2022, 9:09 pm
Decided and Entered: June 14, 2022 Before: Webber, J.P., Gesmer, Oing, Singh, Kennedy, JJ. [read post]
14 Jun 2024, 6:00 am
Decided and Entered: May 30, 2024Before: Moulton, J.P., Scarpulla, Shulman, Higgitt, O'Neill Levy, JJ. [read post]
14 Jun 2024, 6:00 am
Decided and Entered: May 30, 2024Before: Moulton, J.P., Scarpulla, Shulman, Higgitt, O'Neill Levy, JJ. [read post]
