Search for: "Investors Bank and Trust Institutional Company"
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11 Jun 2018, 2:44 am
There is no central regulatory authority; no state or federal team of bank auditors and compliance experts monitoring transactions; no proven licensure for any of the participants at the cryptocurrency institutions – it’s not just the Wild West, it’s global anarchy. [read post]
16 May 2018, 7:16 am
Kingdom Trust Company; PENSCO Trust Company; John Does 1-25., 2017-1336. [read post]
11 May 2018, 7:22 am
They were freakishly talented at winning the trust of investors, brokerage firms, bankers, and even other Wall Street wizards. [read post]
7 May 2018, 10:25 pm
(D.L 1-1 at ¶ 15) At that time, The Educational Resources Institute Inc. [read post]
30 Apr 2018, 2:29 pm
In 1948, the Bank’s headquarters were transferred to Amman, Jordan, where it was officially incorporated as a public shareholding company. [read post]
30 Apr 2018, 8:28 am
Chase ultimately settled with 21 institutional investors for $4 billion. [read post]
22 Apr 2018, 7:06 pm
His Honor observed that most beneficial owners of stock register their shares in the name of Cede & Co., the nominee of the Depository Trust Company, or DTC. [read post]
5 Apr 2018, 8:24 am
On January 30, 2018, the SEC obtained a court order for an immediate asset freeze to halt an allegedly fraudulent ICO targeting retail investors and claiming to be the world’s first “decentralized bank”. [read post]
3 Apr 2018, 9:22 pm
Further, the report referenced the acknowledgment of the former Chair of ASIC, Mr Greg Medcraft, that “while the BEAR legislation probably needed to start with banks, it should then be broadened to include insurance companies”. [read post]
12 Mar 2018, 12:42 am
In short, the 2018 SEC Guidance: Stresses the need for public companies to put into practice disclosure controls and procedures designed to escalate cybersecurity risks and incidents to the right c-suite executives; Emphasizes the urgency for public companies to make appropriate disclosure to investors; and Articulates the SEC’s growing concerns about unlawful trading involving data security incidents. [read post]
14 Feb 2018, 2:57 pm
Here, the SEC instituted proceedings against Tilton and her Patriarch Partners firms in March of 2015, alleging that she and her firms hid the poor performance of the companies that she’d invested in. [read post]
29 Jan 2018, 11:28 pm
SEC Chairman Jay Clayton recently gave an extraordinary speech at the 2018 Securities Regulation Institute in Washington, D.C., reiterating his concerns about the ICO marketplace while also adding a new twist to his ICO combat plan – hit the lawyers involved, and hit them hard. [read post]
21 Jan 2018, 2:53 pm
However, the company has obscure origins, and for a while its operations were kept secret, which did not stop many exchanges accepting it. [read post]
18 Jan 2018, 8:47 am
Instituting Capacity-building Obligationsf. [read post]
10 Jan 2018, 7:04 pm
An accredited investor[3] can be: • Institutional, such as a bank, private business development company, or certain types of charitable organizations and trusts; • A person associated with the issuer, such as a director, executive officer, or general partner; • Individual investors meeting net worth or income requirements: o Income: Individual or joint income must have exceeded $200,000 or $300,000 respectively in the previous two… [read post]
10 Jan 2018, 7:04 pm
An accredited investor[3] can be: • Institutional, such as a bank, private business development company, or certain types of charitable organizations and trusts; • A person associated with the issuer, such as a director, executive officer, or general partner; • Individual investors meeting net worth or income requirements: o Income: Individual or joint income must have exceeded $200,000 or $300,000 respectively in the previous two… [read post]
5 Jan 2018, 5:35 am
In addition, five days after releasing the March 4, 2017 Breach 8-K, 21CO notified investors that its subsidiary, 21st Century Oncology, Inc. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Tags: Capital formation, Conflicts of interest, Disclosure, EDGAR, Exchange-traded funds, Financial reporting, Investment advisers, Investment Company Act, Investor protection, SEC, Securities regulation, Transparency Do Professional Norms in the Banking Industry Favor Risk-taking? [read post]
14 Dec 2017, 10:48 pm
About 1.5 million individual and institutional investors were expected to receive payments. [read post]
12 Dec 2017, 4:36 pm
” This week the SEC filed an administrative action against a California-based company selling digital tokens to investors to raise capital for its block chain-based food review service. [read post]
