Search for: "Jay Stocking"
Results 261 - 280
of 620
Sorted by Relevance
|
Sort by Date
8 Mar 2010, 4:51 pm
- Roanoke appellate attorney Jay O'Keeffe of Gentry Locke Rakes & Moore on his blog, De Novo [read post]
1 Dec 2021, 12:15 pm
His actions caused the investing public to lose tens of millions of dollars when Roadrunner eventually announced that it would need to restate its previously filed financial statements, triggering a sharp drop in the company’s stock. [read post]
28 May 2019, 2:14 pm
Steven Burrill for misappropriating more than $4 million from their San Francisco-based biotech venture capital fund“I am pleased that Erin has agreed to take on the important role of leading the talented and dedicated group of women and men in our San Francisco Regional Office,” said SEC Chairman Jay Clayton. [read post]
29 Jul 2019, 9:04 am
"I’m grateful to Rob for his thoughtfulness, expertise and leadership in taking on the creation of the Cyber Unit," said Chairman Jay Clayton. [read post]
18 Oct 2021, 6:35 am
These injunctions, which enjoin the defendant from engaging from specific conduct in the future, can encompass a wide variety of activities, including restrictions on stock trading, participating in securities offerings, and restricting the ability of lawyers to draft opinion letters. [read post]
21 Jun 2020, 7:18 am
4) Jay Clayton, having spent about a dozen hours in the Starbucks around the corner from the SDNY waiting to be given the keys, was briefly hospitalized with caffeine intoxication. [read post]
12 Oct 2018, 8:05 am
However, he was not particularly troubled by the recent sell-off in the stock market because the SEC is not tasked with conducting monetary or fiscal policy. [read post]
28 May 2021, 10:40 am
The senators also cited worries about the influence on markets of meme stocks, such as GameStop, which briefly sent markets into a period of extreme volatility, an increasing presence of special purpose acquisition companies (SPACs), and an inherent volatility of virtual currencies. [read post]
13 May 2015, 8:54 am
By Jay Fishman, J.D.The Texas Supreme Court affirmed the Texas Court of Appeals’ decision in two consolidated cases filed against a seller of life settlement agreements, finding that the agreements met the 1946 U.S. v. [read post]
14 Apr 2020, 7:26 pm
SEC Chairman Jay Clayton, in an interview with CNBC last month, said that the agency would not ban short selling, advising that short selling can be used "to facilitate ordinary market trading. [read post]
3 Jun 2016, 7:51 am
He said a copyright of a recording amounted to a “valuable property right, the stock-in-trade of artists who make their living recording music and selling records. [read post]
9 Jan 2020, 7:04 am
He does not blame stock exchanges for seeking to maximize their opportunities. [read post]
20 Sep 2021, 6:15 am
The putative class action plaintiff, a purchaser of option contracts on shares of GameStop, claimed that Gill sought to motivate amateur traders to inflate the price of GameStop shares by fashioning himself as "a kind of Robin Hood" while villainizing the hedge funds and other securities professionals that had shorted GameStop stock. [read post]
31 Oct 2017, 5:00 am
For example, the Commission approved a pilot to study the impact of wider tick sizes for small cap stocks. [read post]
10 May 2023, 9:01 pm
The stocks of many de-SPACed businesses — companies formed by the merger of a SPAC with an operating business — are trading well below the SPACs’ original IPO price, and a number have filed for bankruptcy. [read post]
13 Aug 2009, 2:14 am
Jay Kerr-Wilson, Business Coalition for Ba [read post]
16 Dec 2007, 9:37 am
Jay Rockefeller, D-W.Va., is on the board of PepsiCo. [read post]
3 Oct 2010, 3:50 pm
” As Jay notes, there’s at least significant intelligent debate on these issues. [read post]
10 Jan 2007, 11:48 am
Indeed, Harper Steger had drawn up documents which named Jay Cooke & Co., Edward Clark & Co., Drexel & Co., and others as preferred. [read post]
6 Mar 2020, 4:02 pm
” The SEC staff actively monitors trading activity, and the SEC can suspend trading in any stock for up to 10 days when it believes that information about a company is inaccurate or unreliable. [read post]
