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12 Mar 2018, 12:42 am
” The 2018 SEC Guidance: Key Takeaways Since publishing the 2011 SEC CF Guidance, the SEC has issued intermittent informal statements relating to cybersecurity, including in connection with its Cybersecurity Roundtable in 2014 and SEC Chairman Jay Clayton’s September 2017 Statement on Cybersecurity, which disclosed an intrusion into the SEC’s own data systems. [read post]
1 Mar 2018, 1:46 pm
Ask for Hugh Berkson or Jay Salamon at (216) 696-1422 or call toll free at (866) 932-1295 for a free evaluation of your recovery options. [read post]
28 Feb 2018, 1:21 pm
But the SEC Guidance also lists the following examples that are not found in the Corp Fin Guidance: Ransomware payments; Legal risks, including regulatory actions by state and federal governmental authorities and non-U.S. authorities; Increased insurance premiums; and Damage to the company’s competitiveness, stock price, and long-term shareholder value. [read post]
28 Feb 2018, 10:00 am
Throughout the conference, many speakers referred to the new energy that SEC Chairman Jay Clayton had brought to the Commission since his confirmation in May 2017. [read post]
27 Feb 2018, 3:00 am
SEC Chair Jay Clayton has made invigorating the sluggish IPO market one of his top priorities. [read post]
26 Feb 2018, 12:53 pm
appeared first on Stock Market Loss. [read post]
23 Feb 2018, 6:14 am
Securities and Exchange Commission, on Friday, February 16, 2018 Tags: Dual-class stock, Firm performance, Firm valuation, IPOs, Listing standards, Management, Ownership, Proxy voting, SEC, Securities regulation, Shareholder rights, Shareholder voting How are Shareholder Votes and Trades Related? [read post]
20 Feb 2018, 4:17 pm
The company’s CEO has come out defending the company’s action and his sales of a portion of his holdings of the company’s stock. [read post]
16 Feb 2018, 12:03 pm
Chairman Jay Clayton told Congress, “Nobody should think it is OK to change your name to something that involves blockchain when you have no real underlying blockchain business plan and try to sell securities based on the hype around blockchain. [read post]
12 Feb 2018, 3:02 pm
” — SEC Chairman Jay Clayton The above is just a sample of the many blunt and serious warnings SEC Chairman Jay Clayton stated while testifying before the Senate Banking, Housing and Urban Affairs Committee on February 6, 2018, during a hearing to discuss virtual currencies. [read post]
9 Feb 2018, 5:06 am
Stock Market Evaluation, Moon Shots, and Corporate Innovation Posted by Ming Dong (York University), David Hirshleifer (UC Irvine), and Siew Hong Teoh (UC Irvine), on Friday, February 2, 2018 Tags: Behavioral finance, Capital allocation, Capital formation, Firm valuation, Innovation, Long-Term value, Market efficiency, R&D, Risk-taking, Stock mispricing Compensation in the 2018 Proxy Season Posted by Holly M. [read post]
29 Jan 2018, 11:28 pm
Many readers may have noted SEC Jay Clayton’s January 22, 2018 speech about his agency’s scrutiny of cryptocurrencies, as well as the January 24, 2018 opinion piece Clayton wrote in the Wall Street Journal along with his counterpart from the CFTC, J. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
5 Jan 2018, 6:02 am
Posted by Jay R. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
2 Jan 2018, 6:01 am
Posted by Jay R. [read post]
26 Dec 2017, 9:30 pm
A recently revised proposal to regulate short-term rental properties—like those listed on Airbnb and VRBO—aims to protect housing stock in the Pacific Northwest city without disturbing the supplemental income individual homeowners can earn through the sharing platforms. [read post]
25 Dec 2017, 9:55 am
About $350 million of Toreador’s stock value evaporated. [read post]
24 Dec 2017, 5:00 pm
An issuer with a large debt stock must choose where to focus its efforts to get debt relief. [read post]
15 Dec 2017, 2:12 pm
Zamansky LLC are investment and stock fraud attorneys representing investors in federal and state litigation and arbitration against financial institutions. [read post]
