Search for: "Layne " Results 261 - 280 of 454
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26 Jul 2012, 6:01 am by Eva Rosenberg
Layne knew lots of people with wonderful homes not too far from the ocean. [read post]
22 Aug 2012, 11:13 am
Layne Stackhouse at 502.882.6000 or layne@jonesward.com. [read post]
14 Jul 2012, 3:55 pm
Layne Stackhouse at 502.882.6000 or layne@jonesward.com. [read post]
3 Jul 2019, 9:04 am by Astarita
 Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office, added, “John’s stewardship overseeing both our litigated cases and our investigations has been outstanding. [read post]
29 Mar 2016, 11:40 am by Mark Astarita
“Smith and NBT claimed IceWEB was a ‘perfect tech stock’ in order to manipulate the market and enrich themselves with illicit stock promoter fees,” said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
26 Aug 2016, 1:02 pm by Mark Astarita
  But Camp and Peiffer were merely lining their own pockets while their unviable manufacturing process has failed to commercialize after nearly 20 years of trying,” said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office.The SEC’s complaint charges Enviro Board, Camp, and Peiffer with violating Section 17(a)(2) of the Securities Act of 1933 as well as Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5(b). [read post]
20 Jun 2019, 12:01 pm by Astarita
 “We allege that Cambridge shareholders were duped into merging the SPAC with Ability, resulting in large losses to investors,” said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
2 Jun 2016, 12:24 pm by Mark Astarita
 “We allege that Liu and Wang are using investor funds as their personal piggy bank and exploiting Chinese residents who were assured they were investing in an innovative project to create jobs and cure cancer patients,” said Michele Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
9 Mar 2016, 8:09 am by Mark Astarita
“Banc de Binary and its affiliates completely disregarded U.S. laws and registration requirements, and as a result they must surrender millions of dollars and be suspended from the industry,” said Michele Layne, Director of the SEC’s Los Angeles Regional Office.The SEC’s investigation was conducted by Leslie Hakala, and the litigation was handled by John Berry, Amy Longo, and Ms. [read post]
12 May 2016, 11:17 am by Mark Astarita
“Issuers of securities offerings must make truthful disclosures about the company and its business operations so investors know what they’re getting into when they buy the stock,” said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
13 Sep 2016, 12:12 pm by Mark Astarita
“Investors who subscribe to trading alert services are relying on the purported expertise and success of those making the stock recommendations, but Wealthpire and Backus instead circulated repeated lies and falsehoods,” said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office.The SEC has warned investors that investment newsletters can be used as tools for fraud, noting in an investor alert for example to beware false performance claims misrepresenting… [read post]
23 May 2019, 9:53 am by Astarita
“We allege that Pacheco hid an old fraud under the guise of cutting-edge technology,”said Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
2 Jun 2016, 6:37 pm by EB-5
 “We allege that Liu and Wang are using investor funds as their personal piggy bank and exploiting Chinese residents who were assured they were investing in an innovative project to create jobs and cure cancer patients,” said Michele Layne, Director of the SEC’s Los Angeles Regional Office. [read post]
12 Feb 2013, 10:09 am by Bill
Lexis-Nexis just sent me review copies of the Second Edition of James Alexander Tanford and Layne S. [read post]
30 Aug 2013, 11:26 am by Art Hinshaw
Finally, the mediator was California lawyer/mediator Layn R. [read post]