Search for: "Lowe v. SEC"
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28 Aug 2019, 8:05 am
Guardian Sec. [read post]
3 Aug 2018, 4:24 am
” At the Chicago Daily Law Bulletin, Timothy O’Neill discusses Timbs v. [read post]
10 Jul 2012, 1:56 pm
Sec. 1630.2(h)(1) (BNSF Railway Co v Feit, July 6, 2012, Baker, B). [read post]
11 Dec 2024, 6:52 am
’ Lowe said. [read post]
1 Jul 2024, 9:05 pm
Section 21F of the Securities Exchange Act of 1934 authorizes the SEC to award a significant portion of any SEC settlement (between 10% and 30%) to the first whistleblower or whistleblowers who provide the SEC with information that leads the SEC to a “successful enforcement action” above a specified minimum level. [read post]
8 Mar 2011, 1:59 pm
The SEC reviewed and amended its custody rule effective December 30, 2009. [read post]
23 Aug 2011, 2:00 am
Because the value of ETF Shares is not tied to the NAV of its portfolio, ETF Shares may trade at a premium to NAV if demand for the shares is high and at a discount to NAV if demand is low. [read post]
17 Dec 2013, 11:57 pm
[v] (The apparent search for pockets is reflected in the naming of third parties as well. [read post]
12 Jun 2024, 9:05 pm
The difference in stock return performance between high and low shorting intensity campaigns is -25 percent one-year out. [read post]
13 Feb 2025, 9:05 pm
They have, therefore, far more freedom in choosing borrowers, even ones with low credit ratings. [read post]
10 May 2024, 6:45 am
See NCAA v. [read post]
2 Jan 2025, 9:05 pm
Raimondo and Trump v. [read post]
27 Sep 2010, 3:22 am
The Court in Terry v. [read post]
9 Sep 2024, 9:01 pm
United States v. [read post]
19 Jul 2022, 2:59 pm
., Sarafin v. [read post]
11 Apr 2016, 4:33 pm
., cybersecurity knowledge and awareness are reported as very low, which does not bode well for these countries, given the rise of cybercrime and cyber terrorism on a global scale. [read post]
31 May 2016, 3:34 am
– All-time low interest rates, resulting from a savings glut and easy monetary policies across the globe, and the tax deductibility of interest payments. [read post]
27 Oct 2010, 8:00 pm
The New York Appellate Division ruled this in CPC Intern v. [read post]
25 May 2010, 4:00 am
It is found in Standly v. [read post]
12 Dec 2014, 12:11 pm
If list of goods is modest, very low cost to registrant--$2500-$3000. [read post]
