Search for: "Luis Aguilar" Results 261 - 280 of 348
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1 May 2013, 7:11 am by Joe Consumer
… Earlier this month, one SEC commissioner, Luis Aguilar, called for the SEC to take steps to scale back or limit the use of mandatory arbitration agreements. [read post]
9 Jul 2014, 5:04 am by Kevin LaCroix
  This news about SEC investigative activity follows after the June 10, 2014 speech of SEC Commissioner Luis Aguilar (about which refer here), in which Aguilar said “ensuring the adequacy of a company’s cybersecurity measures needs to be a part of a board of director’s risk oversight responsibilities”  and that “boards that choose to ignore, or minimize the importance of cybersecurity oversight responsibility, do so at their own… [read post]
21 Jun 2010, 11:57 am by Ted Allen
Agenda, a publication that covers board issues,  reported that corporate representatives met recently with Commissioner Luis Aguilar, who said the SEC may drop its tiered approach in favor of a 3 percent threshold that applies to all public companies. [read post]
5 May 2015, 9:30 pm by Brandon Kenney
SEC Commissioner Luis Aguilar, however, said this supplemental requirement of easily accessible and comparable information would “better inform shareholders and give them information needed to hold directors accountable for the executive compensation decisions that they make. [read post]
19 Nov 2010, 8:17 am by Doug Cornelius
Commissioner Aguilar focused on the valuation and leverage discussions for funds. [read post]
6 Oct 2009, 6:24 am
Contents include:EstudiosHilda Aguilar Grieder, Arbitraje comercial internacional y grupos de sociedadesCelia M. [read post]
10 Nov 2009, 5:28 am by Broc Romanek
Last week, SEC Commissioner Luis Aguilar delivered this speech entitled "Investors Deserve Sustainable Reform -- Not More of the Same" in which he decried some of the Congressional efforts to rein in Sarbanes-Oxley and more. [read post]
15 Nov 2012, 12:10 pm by Gustav L. Schmidt
We also blogged about SEC Commissioner Luis Aguilar’s subsequent comments during a speech stating that the SEC should consider rules requiring this type of disclosure. [read post]
24 Jul 2014, 5:00 am by Doug Cornelius
Aguilar Statement at SEC Open Meeting On Money Market Fund Reform by Commissioner Michael S. [read post]
19 Apr 2010, 2:12 pm by Ashby Jones
Elisse Walter and Luis Aguilar, both Democrats, joined SEC chair Mary Schapiro and voted in favor of the charges. [read post]
24 Aug 2010, 5:30 am
 The plaintiffs also alleged that the defendant, Luis Aguilar, sexually harassed female employees in the class. [read post]
26 Mar 2010, 3:33 am by Jacob Katz Cogan
Stephanie Brown, Bottom-up lawmaking and the regulation of private military and security companiesAlfonso-Luis Calvo Caravaca & Javier Carrascosa González, Críticas y contracríticas en torno a la Ley 54/2007 de 28 de diciembre, de adopción internacional: el ataque de los clonesMaría del Pilar Diago Diago, La "Kafala" islámica en EspañaCarlos Llorente Gómez de Segura, Las reglas de Rotterdam (I)Andrés… [read post]
21 Oct 2015, 4:12 am by Broc Romanek
The Democratic nominee to replace Luis Aguilar is also local to DC. [read post]
6 Jul 2012, 1:46 pm
(Even at the SEC Schapiro reportedly has opponents to her pursuit of more money fund reforms: Luis Aguilar, Daniel Gallagher, and Troy Paredes. [read post]
27 Mar 2015, 10:16 am by Jeff Kern
  Commissioner Luis Aguilar said, in prepared remarks Wednesday, that the plan is integral to enhancing FINRA’s trading surveillance program. [read post]
8 Mar 2013, 4:24 am by Susan Brenner
As he was walking, he saw [her] drive by; she seemed to be driving normally. . . .Luis Aguilar [was] driving home at 12:40 a.m. when he called 911 to report an accident at the intersection of Claystone and Knabe in Corona. [read post]