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10 Dec 2008, 2:47 pm
Bankruptcy filing summary courtesy Courthousenews Posted in Company News   Tagged: bankruptcy, bankruptcy proceedings, chapter 11, JP Morgan, Tribune    [read post]
19 May 2012, 9:13 am by James Hamilton
Noting his support of the Dodd-Frank Act, Senator Scott Brown (R-MA) reminded JP Morgan Chase & Co. that if the recent $2 billion trading loss leads to a restatement of the company’s first quarter results, Dodd-Frank requires that any incentive compensation that would not have been awarded under the earnings restatement be subject to a mandatory clawback under a strict liability standard. [read post]
13 Jun 2005, 12:42 pm
Purcell has recently faced criticism from shareholders and former company executives for Morgan Stanley's financial and legal troubles. [read post]
30 Nov 2012, 4:07 am by tracey
Emerson Electric Co and others v Morgan Crucible Co plc and others: [2012] EWCA Civ 1559;   [2012] WLR (D)  354 “The fact that a European parent company had been found guilty of infringing European competition law did not give the Competition Appeal Tribunal jurisdiction to hear a follow-on claim for damages brought under section 47A of the Competition Act 1998 against an English subsidiary which had not been an addressee to the European Commission’s… [read post]
27 Nov 2009, 3:22 pm by Mary Whisner
However, credit-card companies typically dictate the terms of the agreement for consumer debts and hire arbitration companies to handle all of their customer's disputes.The Wall Street Journal reported last weekend that JP Morgan is removing arbitration clauses from their credit-card agreements. [read post]
25 Nov 2009, 1:10 pm by Patrick Flanagan
However, credit-card companies typically dictate the terms of the agreement for consumer debts and hire arbitration companies to handle all of their customer's disputes.The Wall Street Journal reported last weekend that JP Morgan is removing arbitration clauses from their credit-card agreements. [read post]
31 May 2018, 8:00 am by Sevens Legal
Morgan Freeman is the latest actor to be accused of of sexual harassment or inappropriate behavior. [read post]
21 Sep 2016, 7:07 am by Adam Weinstein
In the industry the term selling away refers to when a financial advisor solicits investments in companies, promissory notes, or other securities that are not pre-approved by the broker’s affiliated firm. [read post]
23 Mar 2010, 11:15 pm by Mike
Morgan isn't the only company receiving my hard-earned money:Many other companies have benefited from the 2009 tax-refund law already. [read post]
2 Jun 2011, 11:00 am by Erica Siepman
 Staley led JP Morgan Chase’s Asset Management division for 10 years before returning to lead the company’s Investment Bank division. [read post]
27 Jun 2016, 1:36 pm by Nicholas Poli
Friedman of the Supreme Court of the State of New York largely denied Morgan Stanley’s motion to dismiss a breach of contract action brought by RMBS trustee Wilmington Trust Company. [read post]
26 Oct 2006, 7:09 am
Morgan Chase announced Thursday that William B. [read post]
23 Jun 2011, 8:58 am by Page Perry LLC
Morgan Keegan & Company and Morgan Asset Management have agreed to pay $200 million to settle fraud charges related to proprietary bond mutual funds that were both mispriced and loaded with risky subprime mortgage-backed securities. [read post]
5 Dec 2015, 7:54 am by Adam Weinstein
Finally, FINRA also found that between 2011 and December 2014, while he associated with Uhlmann Price, Morgan was involved numerous outside business activities without providing prior written notice to the firm including: (1) Morgan was appointed as an advisor to a company where he would receive compensation; (2) Morgan was involved in the formation of another company and opened a bank account for an LLC that both Morgan and another individual… [read post]
8 Feb 2017, 7:35 am by Morgan Hochheiser
Court of Appeals for the Seventh Circuit recently held that a bank’s relationship with a software services company, under which the software services company required its customers to use the bank for the depositary services ancillary to the software, did not violate anti-tying provisions of the federal Bank Holding Company Act, at 12 […] Morgan Hochheiser [read post]
23 Feb 2010, 9:37 pm
Stein and his two companies are pursuing a securities claim against Regions Financial and Morgan Asset Management, Inc. [read post]